James Miller

Stratos Affiliate Pettinelli Completes Multi-Year Realignment

Founder Transitions From Daily Operations At $750 Million Firm, Which Introduces Internal Integrated Team Approach And 100% Employee Ownership Model

By James Miller

/ 8 Jan 2025

Jon Pettinelli, President, Pettinelli Financial Partners

Branding For Independent Advisors In 2025: Key Moves And Common Pitfalls

Marketing Leader Explains How To Conduct Effective Branding, Common Mistakes And How Advisors Can Achieve Successful Branding

By James Miller

/ 17 Dec 2024

Erin Taylor, Senior Vice President of Marketing and Communications, Sowell Management

Perigon Recruits Boca Raton, Florida, Duo From UBS

Father-Son Harrigan Group Joins Perigon With $170 Million In Assets

By James Miller

/ 12 Dec 2024

Arthur Ambarik, CEO, Perigon Wealth Management

Perigon Hires General Counsel And CCO, Director Of Organic Growth

San Francisco-based Perigon Wealth Management hired Jonathan Robbins as General Counsel and Chief Compliance Officer, and Michael Mignosi in the newly created role of Director of Organic Growth. Before Perigon,

By James Miller

/ 27 Nov 2024

Jonathan Robbins, General Counsel and Chief Compliance Officer (left) and Michael Mignosi, Director of Organic Growth, Perigon Wealth Management

TradingBlock Adds Customizable Order-Routing Algorithms

Platform Will Maintain Confidentiality Of Trader-Designed Algorithms And Provide Order Routing Redundancy

By James Miller

/ 1 Nov 2024

Gino Stella, Institutional Trading Manager, TradingBlock

Sanctuary Conference Emphasizes Boldness

Annual Oasis Conference Welcomes tru Independence Advisors, Introduces Enhancements

By James Miller

/ 23 Oct 2024

Sanctuary Conference Emphasizes Boldness

Realta Wealth Hires Abbey Eastham From Cetera To Lead Advisor Relations

Abbey Eastham is the latest executive to join to Realta Wealth. The former Cetera executive will take on the newly created role of Head of Advisor Relations, reporting to CEO

By James Miller

/ 23 Oct 2024

Abbey Eastham, Head of Advisor Relations, Realta Wealth

Perigon Hires New CFO From Pathstone

Firm Also Adds And Fills New Positions: Director Of Operations And Director Of Transitions And Integrations

By James Miller

/ 10 Oct 2024

David Scarpello, CFO; Brian McGunnigle, Director of Operations; and Debra Dunham, Director of Transitions and Integrations, Perigon Wealth Management

TradingBlock Debuts Executing Broker-Neutral Platform

Platform Allows Traders To Design Custom Execution Environment

By James Miller

/ 3 Oct 2024

Kingswood U.S. Onboards $1 Billion Eudaimonia

Kingswood Acquires Two RIAs Of Nashville-Based Advisory Firm And Enters Strategic Alliance With Its TAMP

By James Miller

/ 25 Sep 2024

Michael Nessim, CEO, President & Managing Partner, Kingswood U.S.

Sanctuary Recruits $2.2 Billion Centel To Its Network

Connecticut-Based Team Formerly Affiliated With Snowden Lane Partners

By James Miller

/ 23 Sep 2024

Vince Fertitta, President, Wealth Management, Sanctuary Wealth

Former FSI Executive Joins Haven Tower Board

Paulitz Brings Decades Of Experience On Capitol Hill To New Role

By James Miller

/ 13 Sep 2024

Chris Paulitz, Consultant, Disability Specialists, and Board Member, Haven Tower Group

Stratos Affiliate Pettinelli Completes Multi-Year Realignment

Perigon Recruits Boca Raton, Florida, Duo From UBS

Perigon Hires General Counsel And CCO, Director Of Organic Growth

TradingBlock Adds Customizable Order-Routing Algorithms

Sanctuary Conference Emphasizes Boldness

Realta Wealth Hires Abbey Eastham From Cetera To Lead Advisor Relations

Perigon Hires New CFO From Pathstone

TradingBlock Debuts Executing Broker-Neutral Platform

Kingswood U.S. Onboards $1 Billion Eudaimonia

Sanctuary Recruits $2.2 Billion Centel To Its Network

Former FSI Executive Joins Haven Tower Board

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