Latest News from WSR

Vanguard To Buy Altruist

The Transaction Is Expected To Close Later This Year, The Firms Say.

By Jeff Berman

/ 27 Aug 2026

The Rollover Compliance Reset Firms Have Been Waiting For

The Exemption Guidance Has Changed. Firms Need New Policies And Assessments To Determine When The Exemption Must Be Applied.

By WSR Newsroom

/ 27 Aug 2026

The Rollover Compliance Reset Firms Have Been Waiting For

Paths To Growth And Ownership For Advisors

Great Valley Advisor Group Exec Discusses The Office Structure, Support And Self-Assessment Advisors Need To Grow And Pursue Greater Independence

By Jeff Berman

/ 26 Aug 2026

Paths To Growth And Ownership For Advisors

Peer Mergers And AI Compliance Risk

Plus Our Deals & Recruiting Roundup, FP Transitions’ New Tool And COO, MAI’s And Stratos’ Acquisitions, CAIS’ Alts Options And TAG’s And Wealth Consulting Group’s Milestones

By Larry Roth

/ 26 Aug 2026

The Most Important Client Interaction Happens Before The First Meeting

Referrals Start The Prospect On A Due Diligence Process. Your Firm’s Touchpoints On That Path Can Earn The First Meeting.

By WSR Newsroom

/ 26 Aug 2026

The Most Important Client Interaction Happens Before The First Meeting

LPL Picks Up $1.6 Billion Team From Cambridge

Camp Hill, Pennsylvania-Based Conte Wealth Advisors Joins LPL’s Broker-Dealer And RIA Platform.

By Jeff Berman

/ 25 Aug 2026

LPL Picks Up $1.6 Billion Team From Cambridge

Deals & Recruiting Roundup: MAI, Stratos, NewEdge, Carson, LPL And More

Acquisitions By MAI, Wealth Enhancement And Stratos; Recruiting By NewEdge, Carson, Ameriprise, Cetera, LPL And Osaic; Appointments By FP Transitions And Kestra; And Research By FINTRX.

By WSR Newsroom

/ 25 Aug 2026

Deals & Recruiting Roundup: MAI, Stratos, NewEdge, Carson, LPL And More

The DIY Execution Trap: Can Enterprise RIAs Really Build Their Own AI Infrastructure?

Brian Ross, CEO Of Flyer Financial Technologies, Addresses The Hurdles To Internally Built Infrastructure

By WSR Newsroom

/ 25 Aug 2026

The DIY Execution Trap: Can Enterprise RIAs Really Build Their Own AI Infrastructure?

Sagient Mentorship Program Addresses Advisor Shortage

Firm CEO And Program Participants Address Program’s Purpose, Structure And Outcomes

By WSR Newsroom

/ 24 Aug 2026

Sagient Mentorship Program Addresses Advisor Shortage

Wealth Consulting Group Surpasses $12 Billion In Assets

Independent Wealth Management Platform Sees 27% Growth Rate Since 2025

By WSR Newsroom

/ 21 Aug 2026

Wealth Consulting Group Surpasses $12 Billion In Assets

CAIS Expands Alts Options For Advisors

Nearly 40 Alternative Asset Managers Introduced New Strategies On The CAIS Alts Platform Over The Last 6 Months, It Says.

By Jeff Berman

/ 20 Aug 2026

TAG Advisors’ Asset Management Platform Surpasses $2 Billion

The TAG Invest Platform Aims To Provide Portfolio Customization At Scale

By WSR Newsroom

/ 20 Aug 2026

TAG Advisors’ Asset Management Platform Surpasses $2 Billion

Latest News from WSR

Vanguard To Buy Altruist

The Rollover Compliance Reset Firms Have Been Waiting For

Paths To Growth And Ownership For Advisors

Peer Mergers And AI Compliance Risk

LPL Picks Up $1.6 Billion Team From Cambridge

The DIY Execution Trap: Can Enterprise RIAs Really Build Their Own AI Infrastructure?

Sagient Mentorship Program Addresses Advisor Shortage

Wealth Consulting Group Surpasses $12 Billion In Assets

CAIS Expands Alts Options For Advisors

TAG Advisors’ Asset Management Platform Surpasses $2 Billion

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