Latest News from WSR

Deals & Recruiting Roundup: Corient, LPL, Elevation Point, Bluespring, AssetMark And More

M&A By Corient And Bluespring. Report From Berkshire Global. Strategic Initiatives By AssetMark And Wealth.com. Recruiting By LPL, Elevation Point And NewEdge. Launch By Farmers. Lifeworks Partners With Altruist. Appointments By FFP And Sowell.

By WSR Newsroom

/ 3 Feb 2026

Deals & Recruiting Roundup: Corient, LPL, Elevation Point, Bluespring, AssetMark And More

More Tools, More Risk: Five Steps To Solve The Fragmented Compliance Problem

Off-Channel Communications Fines Reach Into The Billions, But Advisors Can Minimize Their Risk

By WSR Newsroom

/ 2 Feb 2026

More Tools, More Risk: Five Steps To Solve The Fragmented Compliance Problem

Ritholtz Rolls Out Employee-Led Succession Plan

The Transition Became Effective Jan. 1 And Expands The Number Of Employees With An Ownership Stake To 29.

By Jeff Berman

/ 2 Feb 2026

Ritholtz Rolls Out Employee-Led Succession Plan

Osaic Makes FINNY Prospecting Tech Available To Its Advisors

Osaic’s Approximately 11,000 Financial Professionals Gain Access To FINNY’s Prospecting, Productivity And Growth Tools

By Jeff Berman

/ 30 Jan 2026

NewEdge Recruits $1.4 Billion ClearTrust

Former Ameriprise Team Of 24 Is Based In Nashville Area

By WSR Newsroom

/ 30 Jan 2026

NewEdge Recruits $1.4 Billion ClearTrust

Hamilton Lane: Private Market Investing To Soar In 2026

Eighty-Six Percent Of The 390 Wealth Professionals Surveyed By The Investment Firm Plan To Increase Private Market Allocations This Year, It Says.

By Jeff Berman

/ 29 Jan 2026

Hamilton Lane: Private Market Investing To Soar In 2026

Farmers Launches RIA Farmers Asset Management

Full-Service RIA To Enhance Farmers’ Existing Wealth Management Capabilities

By WSR Newsroom

/ 29 Jan 2026

Farmers Launches RIA Farmers Asset Management

Patent Perspectives: A New Year, A Sharper Value Proposition For Wealth Teams

Prudential President Pat Hynes Speaks About The Benefits Of Scale In A Rapidly Evolving And Consolidating Industry

By James Miller

/ 29 Jan 2026

Patent Perspectives: A New Year, A Sharper Value Proposition For Wealth Teams

Sowell Management Names Daryl Seaton As CEO

Founder Bill Sowell Takes Role Of Chief Strategy Officer

By WSR Newsroom

/ 29 Jan 2026

Sowell Management Names Daryl Seaton As CEO

LPL Adds $2 Billion Ohio Advisor Team

Advisors Breanne Bovara And Derrick Petry Joined Linsco From Fifth Third Private Bank.

By Jeff Berman

/ 28 Jan 2026

Wealthtech Conferences, M&A Predictions And The Future Of Independence

Plus Our Deals & Recruiting Roundup, Record-Breaking 2025 RIA M&A, Cerulli’s Asset Management Research, Ascentis Launches, Sanctuary Recruits, Choreo And Cetera Buy Firms, Prudential Uses AI For Lead Gen, And Kestra Bolsters Planning Capabilities

By Larry Roth

/ 28 Jan 2026

Wealthtech Conferences, M&A Predictions And The Future Of Independence

Berkshire Global: U.S. RIA Deal Volume Sets Record In 2025

Report Counts 349 Transactions, Cites Succession Dynamics And Platform Expansion, With Parallel Consolidation Themes In The U.K. And Australia

By WSR Newsroom

/ 28 Jan 2026

Berkshire Global: U.S. RIA Deal Volume Sets Record In 2025

Latest News from WSR

More Tools, More Risk: Five Steps To Solve The Fragmented Compliance Problem

Ritholtz Rolls Out Employee-Led Succession Plan

Osaic Makes FINNY Prospecting Tech Available To Its Advisors

NewEdge Recruits $1.4 Billion ClearTrust

Hamilton Lane: Private Market Investing To Soar In 2026

Farmers Launches RIA Farmers Asset Management

Patent Perspectives: A New Year, A Sharper Value Proposition For Wealth Teams

Sowell Management Names Daryl Seaton As CEO

LPL Adds $2 Billion Ohio Advisor Team

Berkshire Global: U.S. RIA Deal Volume Sets Record In 2025

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