Latest News from WSR

Regtech Surge: Real-World Impact Of Compliance Failures On Smaller FA Firms

Five Top Compliance Failures And Ways To Mitigate The Risk

By WSR Newsroom

/ 22 Jan 2025

Sid Yenamandra, Founder & CEO, SurgeONE.ai

Ficomm: ‘Mismatch’ Between Advisors’ Marketing And Consumer Preferences

Following Up On Its July Study, Ficomm Says 47% Of Advisory Firms Are Depending Mainly On Referrals To Find New Clients.

By Jeff Berman

/ 22 Jan 2025

Ficomm: ‘Mismatch’ Between Advisors’ Marketing And Consumer Preferences

When Your Clients Want Reassurance After M&A

Plus Our Deals & Recruiting Roundup, Our Top 10 Stories Of 2024, Perigon’s Partnership With Goldman, Reflection’s Partnership With Newday, Recruiting By World Investments And Integrated Partners And iCapital’s Acquisition

By Larry Roth

/ 22 Jan 2025

When Your Clients Want Reassurance After M&A

Deals & Recruiting Roundup: Corient, Raymond James, Kestra, Janus And More

Acquisitions By World Investments, Corient And Mariner. Recruiting By Integrated Partners, Raymond James And RBC. Strategic Partnerships Between Perigon And Goldman, As Well As Newday And Reflection. People Moves At Kestra Financial And Janus Henderson. Snowden Lane Redeems Stake. Carson To Launch T

By Julius Buchanan

/ 20 Jan 2025

Deals & Recruiting Roundup: Corient, Raymond James, Kestra, Janus And More

Predictions For Investment Products In 2025

Experts From VettaFi, Simplify And CAIA Discuss Predictions For ETFs, The 60/40, Private Assets, Interest Rate Impacts And More

By Julius Buchanan

/ 20 Jan 2025

Predictions For Investment Products In 2025

iCapital To Buy Wealthtech Firm Parallel Markets

The Transaction Will Streamline Digital Identity, Investment Onboarding And Compliance Verification, iCapital Says.

By Jeff Berman

/ 17 Jan 2025

Lawrence Calcano, Chairman & CEO, iCapital

Integrated Partners Enhances Retirement Services With $1 Billion Recruit

The Addition Of RetirementDNA To The RIA’s Advisor Network Also Expands Integrated’s West Coast Presence.

By Jeff Berman

/ 16 Jan 2025

Robert Sandrew, Chief Growth Officer, Integrated Partners

Marcoms Roundtable: What To Tell Clients When An Advisory Firm Is Acquired

Experts At Vocatus, Graham Media Partners And Water & Wall Discuss How Advisors Should Address Clients’ Concerns If The Firm Has Been Bought Or Received A Major Investment.

By Jeff Berman

/ 16 Jan 2025

Marcoms Roundtable: What To Tell Clients When An Advisory Firm Is Acquired

World Investments Acquires Freeman & Vannauker

New York City Area Firm With $190 Million In Assets Joins World From Osaic

By Michael Madden

/ 15 Jan 2025

Troy Hammond, CEO, World Investment Advisors

Is Your Platform What Advisors Want?

Plus Our Investments And Deals & Recruiting Roundups, Acquisitions By Mariner, Merit And Carson, 2025 Recruiting Predictions, Invest In Others’ Grants, Sanctuary’s Recruit, Scranton’s New Book And A Stratos Affiliate’s Succession Transformation

By Larry Roth

/ 14 Jan 2025

Investments Roundup: ICI, CAIS, BlackRock, HFR, Cerulli And More

Product News Featuring The Investment Company Institute, CAIS Group, BlackRock, Money Management Institute, Pantheon, Cerulli, HFR And Citi

By Julius Buchanan

/ 14 Jan 2025

Investments Roundup: ICI, CAIS, BlackRock, HFR, Cerulli And More

Latest News from WSR

Regtech Surge: Real-World Impact Of Compliance Failures On Smaller FA Firms

Ficomm: ‘Mismatch’ Between Advisors’ Marketing And Consumer Preferences

Predictions For Investment Products In 2025

iCapital To Buy Wealthtech Firm Parallel Markets

Integrated Partners Enhances Retirement Services With $1 Billion Recruit

World Investments Acquires Freeman & Vannauker

Top 10 WSR Stories Of 2024

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