Latest News from WSR

Ex-Merrill Advisor Team Launches RIA In Atlanta

Dynasty Takes A Minority Equity Stake In New RIA OpenArc, Which Selects Schwab As Custodian

By Jeff Berman

/ 25 Sep 2025

OpenArc Corporate Advisory leadership team. From left to right: Erik Bjerke, Senior Managing Partner and Senior Wealth Management Advisor; Jeff Crowell; Managing Partner, Corporate Strateg...

Second-Act Advisors Are Making The Most Of Their Encore

Three Second-Career Financial Advisors Share Their Stories

By Janeesa Hollingshead

/ 25 Sep 2025

Second-Act Advisors Are Making The Most Of Their Encore

Simplify Adds ETF Providing Private Credit Exposure With Built-In Credit Hedge

The Simplify VettaFi Private Credit Strategy ETF Focuses On BDCs And CEFs.

By Jeff Berman

/ 24 Sep 2025

Scalability Through Tech, Next Gen Advisors And BD Relationships With OSJs

Plus Our Deals & Recruiting And Wealthtech Roundups, Outsourcing Compliance, MAI’s Acquisition, Franklin Templeton’s Private Infrastructure Partnership, Compound Planning’s AI ‘Command Center’ And IFG’s Promotions

By Larry Roth

/ 24 Sep 2025

Larry Roth, CEO, Wealth Solutions Report

Regtech Surge: Mid-Sized RIAs Need To Fill Costly Compliance Gaps

The 3 Most Costly Compliance Gaps Facing Mid-Sized RIAs

By WSR Newsroom

/ 24 Sep 2025

Sid Yenamandra, Founder & CEO, SurgeONE.ai

Roundtable: How Next Gen Advisors Can Chart Their Own Growth Paths

Experts At Modern Wealth, Savvy Wealth And Integrated Partners Discuss How Young Talent Can Benefit From Lead Generation Strategies, Tech And Business Building Tools.

By Jeff Berman

/ 23 Sep 2025

Roundtable: How Next Gen Advisors Can Chart Their Own Growth Paths

Wealthtech Roundup: Fusion IQ, Summit, Docupace, Envestnet, Orion And More

News Featuring FusionIQ, Summit, Docupace, Envestnet, Orion, Nitrogen, Canoe, Origin, Dynasty, Raymond James, Dispatch And Compound Planning

By WSR Newsroom

/ 23 Sep 2025

Wealthtech Roundup: Fusion IQ, Summit, Docupace, Envestnet, Orion And More

Deals & Recruiting Roundup: MAI Capital, Corient, Stephens, Allworth And More

Acquisitions By MAI Capital, Corient, Moneta And Waverly. Strategic Investment By The Pritzker Organization. Recruiting By Stephens, LPL And Carson. Appointments By TradingBlock, World, Oppenheimer And Allworth.

By Thomas Lee

/ 23 Sep 2025

Deals & Recruiting Roundup: MAI Capital, Corient, Stephens, Allworth And More

How Large Broker-Dealers Are Partnering With OSJs

As Broker-Dealers Seek To Retain Advisors, They’re Offering Financial Incentives, And New Investment Money Is Entering The Industry.

By Debbie Carlson

/ 22 Sep 2025

How Large Broker-Dealers Are Partnering With OSJs

Independent Financial Group Promotes Business Development Leaders

Chad Cristo And Kelsey Hasterlik Will Lead Firm’s Growth Efforts In West And Mountain Regions

By Janeesa Hollingshead

/ 18 Sep 2025

David Fischer, Co-Founder and Chief Marketing Officer, Independent Financial Group

Compound Planning Launches AI-Powered ‘Command Center’ For Its Advisor OS

The New Activity Monitor Feature Uses AI To Automatically Analyze Each Client Relationship For Advisors.

By Jeff Berman

/ 18 Sep 2025

Nelson Arnous, Head of Product, Compound Planning

Templeton Teams With Institutional Managers For Individual Investments

Franklin Templeton, Actis, Copenhagen And DigitalBridge Say They Are Collaborating To Expand Infrastructure Solutions For Private Wealth Clients.

By Jeff Berman

/ 17 Sep 2025

Jenny Johnson, President and CEO, Franklin Templeton

Latest News from WSR

Ex-Merrill Advisor Team Launches RIA In Atlanta

Second-Act Advisors Are Making The Most Of Their Encore

Simplify Adds ETF Providing Private Credit Exposure With Built-In Credit Hedge

Regtech Surge: Mid-Sized RIAs Need To Fill Costly Compliance Gaps

Roundtable: How Next Gen Advisors Can Chart Their Own Growth Paths

How Large Broker-Dealers Are Partnering With OSJs

Independent Financial Group Promotes Business Development Leaders

Compound Planning Launches AI-Powered ‘Command Center’ For Its Advisor OS

Templeton Teams With Institutional Managers For Individual Investments

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