Latest News from WSR

Amplius’ First Fund Is Tax-Smart ETF

The Firm’s First Fund Leverages The ‘351 Exchange Rule’ To Provide Tax-Deferred Diversification For Holders Of Long-Held, Low-Basis Equities.

By Jeff Berman

/ 29 Jul 2025

Patrick Swift, Partner and President, Wealth Planning, Amplius Wealth Advisors

Regtech Surge: 5 Ways For Lean RIA Teams To Stay Compliant

Technology Can Provide Small Teams With The Capability To Digitize, Consolidate And Incorporate Real-Time Compliance

By WSR Newsroom

/ 28 Jul 2025

Sid Yenamandra, Founder & CEO, SurgeONE.ai

AssetMark Expands Into Private Markets

The Firm Plans To Make Private Markets Capabilities Available To Advisors In Q4.

By Jeff Berman

/ 28 Jul 2025

Lou Maiuri, Group CEO and Chairman, AssetMark

$2.3 Billion New Jersey Advisor Team Leaves Ameriprise To Start RIA

The Advisor Team Of Five Launches Laurel Oak Wealth Management.

By Jeff Berman

/ 28 Jul 2025

M&A Spotlight Shifts, Breaking Down The Big Beautiful Bill And Embracing Tech

Plus Our Wealthtech And Deals & Recruiting Roundups, The Invest In Others Finalists, WCG Launching Its Advisory Board, SFA’s Latest Promotion, Masttro Teaming With Arch And Vestmark’s UMA With Blackrock, Dynasty And iCapital

By Larry Roth

/ 23 Jul 2025

Larry Roth, CEO, Wealth Solutions Report

How AI Is Reshaping The Human Resources Landscape

Executives From EP Wealth, Mercer, 49 Financial, CogniCor And U.S. Executive Search Share Views About AI’s Impact On Hiring, Retention, Training And More

By Julius Buchanan

/ 22 Jul 2025

How AI Is Reshaping The Human Resources Landscape

Improving Retention By Supporting 401(k) Account Consolidation

Auto Portability Of Accounts Benefits Clients, Advisors, And Plan Sponsors And Recordkeepers

By WSR Newsroom

/ 22 Jul 2025

Spencer Williams, CEO, Portability Services Network, and CEO, Retirement Clearinghouse

Deals & Recruiting Roundup: Elevation Point, LPL, Hightower And More

Minority Stake By Elevation Point. Acquisition By NorthRock. M&A Reports By DeVoe And ECHELON. Recruiting By LPL and NewEdge. Appointments By Envestnet, Hightower, Gregory FCA, SFA And Wealth Consulting Group.

By WSR Newsroom

/ 22 Jul 2025

Deals & Recruiting Roundup: Elevation Point, LPL, Hightower And More

Wealthtech Roundup: World, Orion, Nitrogen, Oasis And More

News Featuring World, Orion, Nitrogen, Oasis, Zocks, Envestnet, BNY Pershing, Osaic, Advisor360°, TIFIN, Arch And Cetera

By WSR Newsroom

/ 22 Jul 2025

Wealthtech Roundup: World, Orion, Nitrogen, Oasis And More

Why RIAs Have Replaced Broker-Dealers As The Darlings Of M&A

Experts From Merchant, DeVoe, Integrated, Alaris And Bridgemark Discuss Private Equity’s Shift To RIAs

By Larry Roth

/ 21 Jul 2025

Vestmark Teams With BlackRock, Dynasty And iCapital On Private Asset UMA

The Firms’ New Solution Enables RIAs To Combine Private Assets And SMAs Within One Tax-Managed Portfolio For Their Clients.

By Jeff Berman

/ 18 Jul 2025

SFA Partners Promotes Inman Porter To SVP Of Advisor Solutions

Firm Also Appoints Deaderick Jones As Chief Compliance Officer Of Its Strategic Financial Alliance Division

By Michael Madden

/ 18 Jul 2025

Inman Porter, Senior Vice President of Advisor Solutions, SFA Partners

Latest News from WSR

Amplius’ First Fund Is Tax-Smart ETF

Regtech Surge: 5 Ways For Lean RIA Teams To Stay Compliant

AssetMark Expands Into Private Markets

$2.3 Billion New Jersey Advisor Team Leaves Ameriprise To Start RIA

How AI Is Reshaping The Human Resources Landscape

Improving Retention By Supporting 401(k) Account Consolidation

Why RIAs Have Replaced Broker-Dealers As The Darlings Of M&A

Vestmark Teams With BlackRock, Dynasty And iCapital On Private Asset UMA

SFA Partners Promotes Inman Porter To SVP Of Advisor Solutions

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