Latest News from WSR

Marcoms Roundtable: Strategies For The Holiday Season

Marcoms Veterans From Water & Wall, Ficomm And Gregory FCA Explain Holiday Season Strategies To Connect With Clients

By Jeff Berman

/ 7 Nov 2024

Marcoms Roundtable: Strategies For The Holiday Season

DeVoe: October RIA M&A Activity Reached All-Time Record High

The Month’s 39 Transactions Topped The Prior Peak Of 33 Transactions In January 2021 And Almost Double The 21 Deals Of October 2023.

By Jeff Berman

/ 6 Nov 2024

David DeVoe, CEO and Founder, DeVoe & Company

Axos Teams With Envestnet To Help RIAs And Hybrid BDs Enhance Client Service

The Firms Are Integrating Envestnet’s Managed Account Solutions Into The Axos Complete Portal.

By Jeff Berman

/ 6 Nov 2024

David Crow, EVP and Head of Axos Clearing

Separating Reality From Fiction At The Intersection Of Regtech And AI

Plus Our Deals & Recruiting Roundup, Serving Women Clients, Enhancing CRMs, PureFacts’ President, Vestmark’s Moves, TradingBlock’s Algos, Kestra’s Recruit And An Alts Collaboration Among BlackRock, iCapital And GeoWealth

By WSR Newsroom

/ 6 Nov 2024

Separating Reality From Fiction At The Intersection Of Regtech And AI

Deals & Recruiting Roundup: MAI, Cresset, Mariner, Kestra, RBC And More

M&A By Hightower, Mariner, Lido, MAI And Cerity. Recruitments By Kestra, Compound, Homrich Berg And RBC. Cresset Appoints Jessica Malkin As Chief Growth Officer.

By Chris Latham

/ 5 Nov 2024

Patrick Gingras, Market Leader and Regional President, MAI Capital Management; Jessica Malkin, Chief Growth Officer and Executive Managing Director, Cresset; Eric Lyon, Senior Managing Dir...

Vestmark Positioned For Further Growth With Buildout Of Capabilities For Financial Advisors

Firm’s Roessner And Balaram Discuss Efforts To Build Out More Functionality And Services For Advisors While Investing Strategically in AI, Leadership Team

By Julius Buchanan

/ 4 Nov 2024

Karl Roessner, CEO, and Ananya Balaram, CRO, Vestmark

Elections Have Long-Term Consequences – Just Not On The Markets

Focus Clients On The Long Term And Away From The Noise

By WSR Newsroom

/ 1 Nov 2024

Tarah Williams, President & COO, Prospera Financial Services

TradingBlock Adds Customizable Order-Routing Algorithms

Platform Will Maintain Confidentiality Of Trader-Designed Algorithms And Provide Order Routing Redundancy

By James Miller

/ 1 Nov 2024

Gino Stella, Institutional Trading Manager, TradingBlock

Kestra Picks Up $1.4 Billion Advisor Team From B. Riley

Boca Raton, Florida-Based Wealth Empowerment Financial Strategies Brings A Team Of 31 Advisors And Staff To Kestra.

By Jeff Berman

/ 31 Oct 2024

Eric Lyon, Senior Managing Director and Founder, Wealth Empowerment Financial Strategies

GeoWealth Teams With iCapital, BlackRock To Give RIAs Easier Access To Alts

The Collaboration Is Designed To Use iCapital’s Technology To Enable The Management Of Alts Alongside Traditional Investments In UMAs

By Jeff Berman

/ 30 Oct 2024

Honoring Private Equity And Capital Growth Partners In Wealth Management

Plus Our Deals & Recruiting And Wealthtech Roundups, Our Monthly Regtech Surge Column, Restrictive Covenants, Competing With Wirehouses, Cybersecurity, Motivating Clients, LPL’s And Realta’s Exec Appointments, Modern’s Acquisition, Surge’s New Partnership, Smarsh’s Latest Offering And More

By Larry Roth

/ 30 Oct 2024

Honoring Private Equity And Capital Growth Partners In Wealth Management

Artificial Intelligence In Regtech: The Real Deal?

C-Suite Execs From Essential Edge, CogniCor And Docupace Address The Potential And Challenges Of AI In Wealth Management

By Janeesa Hollingshead

/ 30 Oct 2024

Artificial Intelligence In Regtech: The Real Deal?

Latest News from WSR

DeVoe: October RIA M&A Activity Reached All-Time Record High

Axos Teams With Envestnet To Help RIAs And Hybrid BDs Enhance Client Service

Vestmark Positioned For Further Growth With Buildout Of Capabilities For Financial Advisors

Elections Have Long-Term Consequences – Just Not On The Markets

TradingBlock Adds Customizable Order-Routing Algorithms

Kestra Picks Up $1.4 Billion Advisor Team From B. Riley

GeoWealth Teams With iCapital, BlackRock To Give RIAs Easier Access To Alts

Artificial Intelligence In Regtech: The Real Deal?

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