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Letters From Larry

WSR Celebrates Black History Month With Pathfinder Awards

Plus Our Wealthtech, Investments And Deals & Recruiting Roundups, Rise Stakes Again, M&A Choices, Compliance Evolution And Automating Form ADV And VestGen Fills C-Suite

By Larry Roth

/ 25 Feb 2025

WSR Celebrates Black History Month With Pathfinder Awards

Wealthtech

Wealthtech Roundup: T3, Orion, Wealth.com, BetaNXT, Snappy Kraken And More

Q&A With Joel Bruckenstein – Our Wealthtech Leader Of The Month – Plus News Featuring Orion, Sycamore, OneVest, Jump, Syntax Data, Snappy Kraken, Wealth.com, Datalign, BetaNXT, Zocks And Compound Planning

By Julius Buchanan

/ 24 Feb 2025

Joel Bruckenstein, President, Technology Tools for Today

Investment Solutions & Gatekeepers

Investments Roundup: CION, BlackRock, CFRA, Horizon And More

Q&A With Aaron Filbeck – Our Investment Solutions Leader Of The Month – Plus News Featuring CION, GCM Grosvenor, Simplify, Horizon Investments, Infrastructure Capital, BlackRock, CFRA, HFR, FUSE And Pacific AM

By Julius Buchanan

/ 24 Feb 2025

Aaron Filbeck, Managing Director, Global Content Strategy, CAIA Association

Deals & Recruiting

Deals & Recruiting Roundup: EP Wealth, Creative Planning, Dynasty And More

Our Recruiter Of The Month Is Kyle Miller Of EP Wealth Advisors. We Cover Minority Stakes By Rise Growth And Sanctuary; A Purchase By Creative Planning; A Survey By DeVoe; Recruitment By LPL, Dynasty And RFG; Appointments By OneSeven, VestGen And Private Advisor Group; And Alera Group’s Platform Exp

By Julius Buchanan

/ 24 Feb 2025

Kyle Miller, Managing Director of M&A, EP Wealth Advisors

Letters From Larry

We Recognize The Indispensable Wealth Management CIO

Plus Our Deals & Recruiting Roundup, Thematic ETFs, AI In Operations, Sanctuary’s Breakaway Recruit, Acquisitions By Bluespring And Prime Capital, And Marcoms To Empower Underserved Communities

By Larry Roth

/ 19 Feb 2025

We Recognize The Indispensable Wealth Management CIO

Deals & Recruiting

Deals & Recruiting Roundup: Emigrant, Bluespring, CD&R And More

Bluespring, Merit, Carnegie And Prime Capital Make Acquisitions. Emigrant Stakes Principle Wealth. Sanctuary Recruits NewSpring. Basecamp And Aria Launch. RISR Partners With Wealthcare. Integrated, CD&R And IAA Appoint Execs.

By Julius Buchanan

/ 17 Feb 2025

Deals & Recruiting Roundup: Emigrant, Bluespring, CD&R And More

Letters From Larry

Examining The Intersection Of M&A And Wealthtech

Plus Our Deals & Recruiting Roundup, Our Guide To Insurance Conferences, Tech Investment Strategies, Holistic Marketing KPIs, Keeping The Investment Policy Statement Current, Orion’s Survey Reports, Savvy’s New Chief Growth Officer, Cerulli’s Research On ESG And Mercer’s New Head Of Client Developme

By Larry Roth

/ 11 Feb 2025

Examining The Intersection Of M&A And Wealthtech

Deals & Recruiting

Deals & Recruiting Roundup: Emigrant, EP Wealth, AssetMark And More

M&A By Emigrant, Mercer, Summit And EP Wealth; Recruitment by Commonwealth And LPL. Strategic Partnership Between Axos And Future Capital. Promotions And People Moves By Intention.ly, Savvy, AssetMark And Mercer.

By Julius Buchanan

/ 10 Feb 2025

Deals & Recruiting Roundup: Emigrant, EP Wealth, AssetMark And More

Letters From Larry

FSI’s OneVoice Conference Addresses Advocacy, AI, Retirement And More

Plus Our Deals & Recruiting Roundup, Our Annual Guide To Wealthtech Conferences, Cerulli’s Report On AI In Defined Contribution Plans, Sycamore’s New Surveillance Tool, Dynasty’s Recruits And CEG’s New Hires

By Larry Roth

/ 4 Feb 2025

Dale Brown, President & CEO, Financial Services Institute / EPNAC.com

Deals & Recruiting

Deals & Recruiting Roundup: Arax, Carson, LPL, Sequoia, Logic Capital And More

Mergers With Logic Capital And AlphaCore; Acquisitions By Sequoia And Arax; Recruiting By Carson Group, LPL, Dynasty And NewEdge; DeVoe’s RIA M&A Report; The Wealth Alliance’s Minority Stake; Osaic Partners With Navy Federal; And EP Wealth Rehires Tax Expert

By Julius Buchanan

/ 4 Feb 2025

Deals & Recruiting Roundup: Arax, Carson, LPL, Sequoia, Logic Capital And More

Letters From Larry

Investment Products Continue To Evolve In 2025

Plus Our Deals & Recruiting And Wealthtech Roundups; Mitigating Compliance Risks; Relationships As The Basis For Tech; Rebalancing Technology; Compound Planning Hires; Berkshire, Ficomm And Cerulli Reports; And Coldstream And Wealth.com Appointments

By Larry Roth

/ 28 Jan 2025

Investment Products Continue To Evolve In 2025

Wealthtech

Wealthtech Roundup: Orion, iCapital, Savvy, Garuda, Wealth.com And More

Q&A With Arun Anur Of Orion – Our Wealthtech Leader Of The Month – Plus News Featuring iCapital, Archive Intel, Wealth.com, Wealthtender, Savvy Advisors, CapIntel, AdvicePay And GReminders

By Julius Buchanan

/ 27 Jan 2025