SurgeONE.ai, the Menlo Park, California‑based technology platform serving broker‑dealers and RIAs, announced the expansion of its AI‑native platform at the National Society of Compliance Professionals’ National Conference in Orlando, Florida.
The launch introduces Avery Actions, adding agentic capabilities that allow SurgeONE’s AI assistant to work across compliance, cybersecurity, data and AI governance operations. The enhancements to the SurgeONE.ai platform include digital communications archiving, text messaging support, app monitoring for off‑channel communications and other integrations including custodian data feeds and video support for marketing and advertisement review.
“Point solutions each answer a piece of the question,” said Sid Yenamandra, Founder and CEO of SurgeONE.ai. “Avery Actions does the work across compliance, cybersecurity and data functions, with qualified experts standing behind every result. Compliance, cybersecurity and data are not optional for a regulated firm, and a new era has arrived in how those teams get the work done. SurgeONE and Avery are the AI‑empowered tools that can help firms stay ahead in this quickly evolving environment.”
Avery Actions works across SurgeONE’s cybersecurity, data operations and compliance modules. Qualified experts review Avery’s output, and the firm logs the actions and reviews in a single exam record.
“SurgeONE brings our cybersecurity compliance and vendor management into one platform,” said Aaron Spradlin, Chief Information Officer at United Planners Financial Services, a SurgeONE client. “That gives our team better visibility into where we stand and less time spent piecing it together.”
SurgeONE.ai combines compliance, cybersecurity and data services from RegVerse, Kovair, Security Snapshot and MGL Consulting.
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