The SEC and FINRA are moving toward principles-based supervision while AI adoption accelerates across firms. This webinar breaks down the 2026 exam priorities and what firms must do now to stay compliant, defensible and exam-ready.
To learn more about 2026 exam priorities, please join SurgeONE.ai on Jan. 28, 2026, at 1:00pm ET. Click here to register: https://us06web.zoom.us/webinar/register/2017660972505/WN_cqapL20DRp2xVMWi4r-GsQ.
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