Dale Brown

New Jersey Threatens Advisors’ Businesses And Clients’ Access To Advice

The State’s Independent Contractor Proposal Threatens Independent Financial Advisors And Their Services To Clients

By WSR Newsroom

/ 25 Aug 2025

Dale Brown, President & CEO, Financial Services Institute

FSI’s Advocacy Priorities For 2025

The Financial Services Institute’s Priorities Span A Broad Range Of Priorities For Independent Advisors, The Industry And Main Street Clients

By WSR Newsroom

/ 10 Mar 2025

Stay Focused: Dangers To Our Industry Remain After Elections

Advocacy Must Continue As The Political And Regulatory Landscape Shifts

By WSR Newsroom

/ 30 Dec 2024

Collaborative Engagement: Lawmakers Will Listen

Despite The Rhetoric, Many Lawmakers Desire Collaborative, Solutions-Oriented Approaches

By WSR Newsroom

/ 6 Sep 2024

Defending Independence: Challenging DOL’s Newest Regulations

Why The DOL’s Independent Contractor And Fiduciary Rules Don’t Work And How To Get Involved, Including My Video Discussion With WSR CEO Larry Roth

By WSR Newsroom

/ 8 Aug 2024

FSI’s Brown To Washington: Pass The Financial Exploitation Prevention Act

Advisors Need The Tools To Protect Seniors, Who Are A Prime Target For Scammers

By WSR Newsroom

/ 10 Jul 2024

An Overview Of FSI’s 2024 Advocacy Priorities

The Independent Contractor Classification, SEC Rulemaking, Regulation By Enforcement, Standard Of Care, And Investor Education And Protection

By WSR Newsroom

/ 8 Apr 2024

Dale Brown, President and CEO, Financial Services Institute

Rule Proposal Could Have Chilling Effect On The Industry

The SEC Should Withdraw Its Recent Predictive Data Analytics Rule Proposal And Endeavor To Understand The Role Of Technology Better

By WSR Newsroom

/ 21 Nov 2023

Rule Proposal Could Have Chilling Effect On The Industry

A Task Force To Solve The Urgent Next Gen Challenge

The Financial Services Industry Must Solve The Demographic Crunch. We’re Assembling Industry Leaders To Explore Solutions. If you’ve been in the financial advice profession for any length of

By WSR Newsroom

/ 27 Jul 2023

A Task Force To Solve The Urgent Next Gen Challenge

Congress May Be in Recess, But It’s Not Summer Break

Now Is the Perfect Time to Get Involved in Our Ongoing Legislative Advocacy Initiatives While Congress takes a recess in August each year, lawmakers are hard at work – especially during

By WSR Newsroom

/ 1 Sep 2022

Congress May Be in Recess, But It’s Not Summer Break

Fight for Independent Contractor Status Becomes Multi-Front Battle

US Department of Labor, House of Representatives and State Governments All Areas Where Victory is Essential for Future of Independent Wealth Management Channel When we launched FSI in 2004, it

By WSR Newsroom

/ 12 Apr 2022

Fight for Independent Contractor Status Becomes Multi-Front Battle

Can Firms and Financial Advisors Beat Back Cybersecurity Threats?

Cybersecurity and Regulatory Risks Intersect – FSI , BNY Mellon , Entreda and SEI Discuss How Wealth Management Industry Should Adapt With cyber threats continuing to shift and adapt to existing cybersecurity protections

By WSR Newsroom

/ 28 Oct 2021

Can Firms and Financial Advisors Beat Back Cybersecurity Threats?

New Jersey Threatens Advisors’ Businesses And Clients’ Access To Advice

FSI’s Advocacy Priorities For 2025

Stay Focused: Dangers To Our Industry Remain After Elections

Collaborative Engagement: Lawmakers Will Listen

Defending Independence: Challenging DOL’s Newest Regulations

FSI’s Brown To Washington: Pass The Financial Exploitation Prevention Act

An Overview Of FSI’s 2024 Advocacy Priorities

Rule Proposal Could Have Chilling Effect On The Industry

A Task Force To Solve The Urgent Next Gen Challenge

Congress May Be in Recess, But It’s Not Summer Break

Fight for Independent Contractor Status Becomes Multi-Front Battle

Can Firms and Financial Advisors Beat Back Cybersecurity Threats?

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