Beltway & Beyond FSI: Five Ways Congress Can Deliver For Investors Congress Should Enact Legislation On Advisor Compensation, Financial Exploitation, Tax Treatment For Investors, Protection For ‘Abandoned’ Investments And The Taxation Of Fraud Victims By WSR Newsroom / 8 Sep 2026
Beltway & Beyond Modern Advisors Need Modern Commission Rules No-Action Relief Helped, But Congress Must Make The Rules Clear And Permanent By WSR Newsroom / 14 Apr 2026
Beltway & Beyond Congress Should Pass The Modern Worker Empowerment Act To Protect Independent Advisors A Single Federal Standard Will Bring Clarity And Stability That Preserves Independence For Advisors By WSR Newsroom / 30 Oct 2025
Beltway & Beyond New Jersey Threatens Advisors’ Businesses And Clients’ Access To Advice The State’s Independent Contractor Proposal Threatens Independent Financial Advisors And Their Services To Clients By WSR Newsroom / 25 Aug 2025
Beltway & Beyond FSI’s Advocacy Priorities For 2025 The Financial Services Institute’s Priorities Span A Broad Range Of Priorities For Independent Advisors, The Industry And Main Street Clients By WSR Newsroom / 10 Mar 2025
Beltway & Beyond Stay Focused: Dangers To Our Industry Remain After Elections Advocacy Must Continue As The Political And Regulatory Landscape Shifts By WSR Newsroom / 30 Dec 2024
Beltway & Beyond Collaborative Engagement: Lawmakers Will Listen Despite The Rhetoric, Many Lawmakers Desire Collaborative, Solutions-Oriented Approaches By WSR Newsroom / 6 Sep 2024
Beltway & Beyond Defending Independence: Challenging DOL’s Newest Regulations Why The DOL’s Independent Contractor And Fiduciary Rules Don’t Work And How To Get Involved, Including My Video Discussion With WSR CEO Larry Roth By WSR Newsroom / 8 Aug 2024
Newsmakers FSI’s Brown To Washington: Pass The Financial Exploitation Prevention Act Advisors Need The Tools To Protect Seniors, Who Are A Prime Target For Scammers By WSR Newsroom / 10 Jul 2024
Beltway & Beyond An Overview Of FSI’s 2024 Advocacy Priorities The Independent Contractor Classification, SEC Rulemaking, Regulation By Enforcement, Standard Of Care, And Investor Education And Protection By WSR Newsroom / 8 Apr 2024
Beltway & Beyond Rule Proposal Could Have Chilling Effect On The Industry The SEC Should Withdraw Its Recent Predictive Data Analytics Rule Proposal And Endeavor To Understand The Role Of Technology Better By WSR Newsroom / 21 Nov 2023
Words In Edgewise A Task Force To Solve The Urgent Next Gen Challenge The Financial Services Industry Must Solve The Demographic Crunch. We’re Assembling Industry Leaders To Explore Solutions. By WSR Newsroom / 27 Jul 2023
