Author-Sid-Yenamandra

Regtech Surge: 5 Ways For Lean RIA Teams To Stay Compliant

Technology Can Provide Small Teams With The Capability To Digitize, Consolidate And Incorporate Real-Time Compliance

By WSR Newsroom

/ 28 Jul 2025

Sid Yenamandra, Founder & CEO, SurgeONE.ai

Regtech Surge: Time To Consolidate Regtech Vendors

How To Bring Compliance, Cybersecurity And Data Infrastructure Into A Unified Platform

By WSR Newsroom

/ 24 Jun 2025

Regtech Surge: Unlocking Growth Through AI And Automation

Wealth Management Firms Can Leverage AI For Automation, Decision-Making, Improved Services And Compliance

By WSR Newsroom

/ 28 May 2025

Regtech Surge: The Compliance Challenge

Technology Solutions Help With Compliance Issues Such As Data Security, Audit Trails, Siloed Data, Policy Gaps And More

By WSR Newsroom

/ 23 Apr 2025

Regtech Surge: The True Cost Of Compliance Mistakes

Risk Of Fines And Damage To Morale And Reputation Can Be Minimized By AI-Based Compliance Solutions

By WSR Newsroom

/ 19 Mar 2025

Are You Ready to Simplify And Automate Your Form ADV Filing Process?

RIAs Face Challenges Improving Their ADV Process, But Regtech Firms Have New AI-Enabled Solutions

By WSR Newsroom

/ 17 Feb 2025

Regtech Surge: Real-World Impact Of Compliance Failures On Smaller FA Firms

Five Top Compliance Failures And Ways To Mitigate The Risk

By WSR Newsroom

/ 22 Jan 2025

Regtech Surge: What To Expect In Regtech For 2025

Next Year’s Regtech Trends Include Real-Time Monitoring, Blockchain For AML And KYC, A Privacy Focus And AI Regulation

By WSR Newsroom

/ 12 Dec 2024

Regtech Surge: Is Vendor Lock-In Limiting Your Firm’s Freedom?

Being Shackled To Legacy Systems Brings Risks To Your Firm, But There Are Ways To Steer Clear And Maintain Your Technology Edge

By WSR Newsroom

/ 23 Sep 2024

Regtech Surge: Five Steps To Make Compliance A Strategic Advantage

Compliance Doesn’t Have To Be A Boring Obligation – It Can Put Your Firm Ahead Of The Competition

By WSR Newsroom

/ 22 Aug 2024

Under Attack: Stanford University Cybersecurity Expert’s Insights for Wealth Managers

Stanford’s Dr. Neil Daswani’s Advice on How Wealth Management Firms and Financial Advisors Can Defend Themselves Against Ransomware and Other Cybercrimes

By WSR Newsroom

/ 29 Jul 2021

Under Attack: Stanford University Cybersecurity Expert’s Insights for Wealth Managers

How to Avoid Phishing Catastrophes

Four Ways To Avoid Being Victimized By Phishing Expeditions Remember when hearing about fishing meant just that? You’d think of sunny days, being out on a boat or a

By WSR Newsroom

/ 4 Jun 2021

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