Letters From Larry

KEY TRENDS DEFINING WEALTH MANAGEMENT

Larry Roth shares his latest thoughts on what's shaping the wealth management space now and in the future.

Letters From Larry

An Entertaining Look At Compliance And Examinations

Plus Our Deals & Recruiting Roundup, Wealthtech Roundup, Fee Structures In Volatile Markets, Acquisitions By F2 And Modern, Sowell’s And Advisor Asset Management’s Appointments, Expert Takes On Consolidation, Prospera’s Paraplanner Launch And Great Hills Stake In Mission

By Larry Roth

/ 7 May 2025

An Entertaining Look At Compliance And Examinations

Letters From Larry

Professional Services Firms Give Our Industry An Edge

Plus Our Deals & Recruiting Roundup; Compliance Technology; Holistic Retirement; Constant Innovation; AI-Based Estate Planning; RFG’s, SFA’s And Raymond James’ Recruits; BlackRock’s Bond ETF Prediction; SEIA Hires Matt Matrisian; And Independent Financial Group Hires Kevin Keefe

By Larry Roth

/ 30 Apr 2025

Professional Services Firms Give Our Industry An Edge

Letters From Larry

Hiring Next Gen Advisors Directly From The College Campus

Plus Our Deals & Recruiting Roundup, Tax Strategy, Wealth.com And eMoney’s Partnership, Perigon’s Promotions, EP Wealth’s And Creative’s Acquisitions, Stifel’s Recruiting And Essential Edge’s Partnership With RegEd

By Larry Roth

/ 22 Apr 2025

Hiring Next Gen Advisors Directly From The College Campus

Letters From Larry

To Prepare For A Sale, Learn About Potential Buyers

Plus Our Deals & Recruiting And Investment Roundups, Our Guide To Compliance Conferences, Equipping Advisors For Market Turmoil, Dividends Reducing Risk, Appointments By Docupace And IiO, Modern’s Purchases, Janus’ Partnership With Guardian And More

By Larry Roth

/ 16 Apr 2025

To Prepare For A Sale, Learn About Potential Buyers

Letters From Larry

March Is Out Like A Lion As Action-Packed Second Quarter Begins

Plus Our Deals & Recruiting Roundup, LPL Buys Commonwealth, Views On Robinhood’s Latest Moves, Talking With Clients About Tariffs, CPA Partnerships, HNW Clients Want More, Wealth Enhancement And Mercer Make Acquisitions, Insights On M&A, Insurance Vehicles For Retirement And State Street Stakes Ethi

By Larry Roth

/ 9 Apr 2025

March Is Out Like A Lion As Action-Packed Second Quarter Begins

Letters From Larry

We Honor The Industry’s Top Chief Financial Officers

Plus Our Wealthtech And Deals & Recruiting Roundups, AlphaCore’s Acquisition, World’s Model Platform, CAIS’ Alts Model Marketplace, Cambridge’s CTO, Dynasty Adding Goldman Custody, Caprock Transitioning Impact Reporting Platform To BlueMark And Robinhood Moving Into Wealth Management

By Larry Roth

/ 2 Apr 2025

We Honor The Industry’s Top Chief Financial Officers

Letters From Larry

We Highlight Women Industry Leaders For Women’s History Month

Plus Our Deals & Recruiting Roundup, Coverage From Future Proof Citywide, Costly Compliance Mistakes, Fee-Based Advice Most Popular, Rural Advisory Business And DIY Investors Seeking Human Advice

By Larry Roth

/ 25 Mar 2025

We Highlight Women Industry Leaders For Women’s History Month

Letters From Larry

Let’s Get Past The Hype To A Real World Grasp Of AI

Plus Our Investments Roundup, Deals & Recruiting Roundup, Organic And Inorganic Growth, FSI’s Initiatives, Carson’s CTO, Alaris’ AI Matchmaker, Docupace’s Acquisition, VestGen’s Advisory Board, Cambridge’s Growth Program, Edward Jones’ Platform Launch And CapIntel’s Survey Results

By Larry Roth

/ 18 Mar 2025

Let’s Get Past The Hype To A Real World Grasp Of AI

Letters From Larry

How To Attract Next Gen Advisors And Clients

Plus Our Deals & Recruiting Roundup, Tactical Portfolio Management, Genstar’s Purchase, Oppenheimer’s CEO Appointment, TradingBlock’s Retail Platform, PureFacts’ New Execs And YCharts AI Tool Launch

By Larry Roth

/ 11 Mar 2025

How To Attract Next Gen Advisors And Clients

Letters From Larry

War Stories We Can Learn From

Plus Our Deals & Recruiting Roundup, Practical AI For Advisors, Crypto Evolution, Sanctuary’s Minority Stake, Caprock’s Chicago Hire And TritonPoint’s Independent Ownership Model Launch

By Larry Roth

/ 5 Mar 2025

Letters From Larry

WSR Celebrates Black History Month With Pathfinder Awards

Plus Our Wealthtech, Investments And Deals & Recruiting Roundups, Rise Stakes Again, M&A Choices, Compliance Evolution And Automating Form ADV And VestGen Fills C-Suite

By Larry Roth

/ 25 Feb 2025

WSR Celebrates Black History Month With Pathfinder Awards

Letters From Larry

We Recognize The Indispensable Wealth Management CIO

Plus Our Deals & Recruiting Roundup, Thematic ETFs, AI In Operations, Sanctuary’s Breakaway Recruit, Acquisitions By Bluespring And Prime Capital, And Marcoms To Empower Underserved Communities

By Larry Roth

/ 19 Feb 2025

We Recognize The Indispensable Wealth Management CIO

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Letters From Larry

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