Newsmakers

Modern Wealth To Surpass $7 Billion In AUM With Latest Acquisitions

The Purchases Of California Firms Wade Financial Advisory And Planned Asset Management Are The RIA’s 14th And 15th Deals To Date.

By Jeff Berman

/ 8 Apr 2025

Jason Gordo, Co-Founder and President, Modern Wealth Management

Online Broker TradingBlock Launches Options Learning Hub

Firm Provides Free Resources Across Skill Levels On Options Trading And Strategies

By James Miller

/ 8 Apr 2025

Mike Martin, Vice President of Market Strategy, TradingBlock

Guide To Industry Conferences: Compliance, Governance And Regulatory

What You Need To Know About The FINRA Annual Conference, ComplyConnect Conference & Expo, MarketCounsel Summit, FSI Forum & Capitol Hill Day And FSI OneVoice

By Janeesa Hollingshead

/ 8 Apr 2025

Attendees register for FSI OneVoice 2025 / EPNAC.com

Mercer Enters Kentucky And Expands In Tennessee With Latest Acquisitions

Mercer To Add About $900 Million In Assets With Purchases Of D. Scott Neal And Vishria Bird.

By Jeff Berman

/ 2 Apr 2025

Martine Lellis, Principal, M&A Partner Development, Mercer Advisors

LPL to Buy Commonwealth for $2.7 Billion

LPL’s Purchase Of Its Rival Will Add $285 Billion Of Advisory And Brokerage Assets.

By Jeff Berman

/ 1 Apr 2025

Wealth Enhancement Adds $516 Million Dallas RIA

The Purchase Gives Wealth Enhancement Its 11th Texas Location And Boosts Client Assets To Over $107.5 Billion.

By Jeff Berman

/ 31 Mar 2025

Caprock To Transition Its Impact Reporting Platform To BlueMark

Platform Designed By Caprock To Create Industry Standard Expected To Reach Broader Market Through BlueMark

By James Miller

/ 30 Mar 2025

Mark Gustafson, Managing Director, Caprock

World Announces Launch Of Investment And Portfolio Platform

Lauren Yeaton Hunt To Oversee World Managed Account Platform, Which Includes In-House, Third-Party And Advisor-Managed Models

By Michael Madden

/ 26 Mar 2025

Lauren Yeaton Hunt, SVP of Wealth Platforms and Partnerships, World Investment Advisors

Cambridge Names Schwab Veteran Sean Van Moorleghem CTO

New CTO From Schwab And TD Ameritrade Brings Experience In Platforms And AI

By James Miller

/ 25 Mar 2025

Sean Van Moorleghem, Chief Technology Officer and Executive Vice President, Cambridge Investment Research

Future Proof Citywide Highlights Product Innovation

Goldman Sachs, BNY, State Street, USCF And Cliffwater Address Innovation In Investment Products For Advisory Clients

By Julius Buchanan

/ 19 Mar 2025

From left, Vildana Hajric, Reporter, Bloomberg News; Bryon Lake, Chief Transformation Officer, Asset & Wealth Management, Goldman Sachs Asset Management; Jose Minaya, Global Head of Invest...

Future Proof Citywide Examines Tech Advancements For Advisors

Experts From Ezra Group, FINNY AI, Savvy Wealth, Canoe, Arch, GLASfunds And Aureus Advantage Address Technological Changes In Private Markets And The Advisory Business

By Julius Buchanan

/ 19 Mar 2025

From left: Craig Iskowitz, CEO, Ezra Group; Eden Ovadia, CEO, FINNY AI; and Ritik Malhotra, CEO, Savvy Wealth

Cambridge’s ‘Real Practice Management’ Program Marks 15 Years

The Firm Highlights Growth Of Participants Attributed To Three-Year Program

By Janeesa Hollingshead

/ 12 Mar 2025

Jeff Vivacqua, President of Growth and Development, Cambridge

Just one quick step