Newsmakers

Smarsh Completes TeleMessage Purchase

The Acquisition Comes As Regulatory Scrutiny Of Off-Channel Communications Grows.

By Jeff Berman

/ 22 Feb 2024

Goutam Nadella, Chief Product Officer, Smarsh; Guy Levit, ex-TeleMessage CEO and head of new Capture Mobile group, Smarsh

Fidelity, Schwab To Provide Custody For Newly Launched Independent RIA

The Team At New Firm Greykasell Wealth Strategies Previously Managed Over $450 Million In Client Assets.

By Jeff Berman

/ 16 Feb 2024

David Eisenhauer, Chief Wealth Strategist, Greykasell Wealth Strategies; Rohit Mahna, Head of Client Growth, Fidelity Institutional Wealth Management Services

Prospera Adds $650 Million Advisor Team

Redlands, California-Based Painter, Smith & Amberg Specializes In Wealth Management Services.

By Jeff Berman

/ 16 Feb 2024

Tarah Williams, President & COO, Prospera Financial Services; Charles Painter, President, Painter, Smith & Amberg

LPL To Buy Atria Wealth Solutions

The Acquisition Will Add About $100 Billion In Assets To LPL.

By Jeff Berman

/ 13 Feb 2024

Dan Arnold, CEO & President, LPL Financial; Doug Ketterer, CEO & Founding Partner, Atria Wealth Solutions

Oppenheimer Bolsters Public Finance Team Leadership

Firm Appoints Former UBS Execs As Managing Directors To Lead Northeast And Southeast Regions

By James Miller

/ 8 Feb 2024

Oppenheimer Bolsters Public Finance Team Leadership

Financial Fitness Group Acquired By Aztec, To Be Merged With iGrad

Provider Of Morningstar-Based, FINRA-Reviewed Educational Content To Merge With Aztec’s Financial Literacy Platform

By Michael Madden

/ 7 Feb 2024

Financial Fitness Group Acquired By Aztec, To Be Merged With iGrad

Three Firms Merge Into Rebranded And Merchant-Backed Trivium

Trivium, Paradigm And Lyons & Lyons Merge And Rebrand With Capital And Strategic Support From Merchant, Demonstrate Merchant ‘Ecosystem’ Model Of M&A

By Julius Buchanan

/ 27 Jan 2024

Three Firms Merge Into Rebranded And Merchant-Backed Trivium

Haven Tower Adds Marketing Platform To Provide Outsourced CMO Services

Boutique Wealth Management Communications Firm Expands Offerings With New Platform

By James Miller

/ 25 Jan 2024

Joseph Kuo, Founder & CEO, Haven Tower Group; Katherine Paulson, Partner & Head of Digital Marketing Strategies, Haven Tower Group and Managing Partner, Haven Mark Partners

CapIntel And Vivaldi Study Reveals Client Needs And Tech Solutions

Research Explores Role of Technology In Elevating Financial Advisor Capabilities, Enhancing Investor Experiences

By James Miller

/ 18 Jan 2024

CapIntel And Vivaldi Study Reveals Client Needs And Tech Solutions

Hightower Invests In $3.3 Billion New York-Based Firm

Hightower Onboards And Strategically Invests In Holistic Planning And Wealth Management Firm Previously Affiliated With Equitable Advisors

By Michael Madden

/ 9 Jan 2024

Hightower Invests In $3.3 Billion New York-Based Firm

Atria Subsidiaries Form And Renew 32 Partnerships For 2023

Financial Institutions-Focused CFS And SPF Enter And Renew Partnerships With Institutions Holding $240 Billion In Assets

By James Miller

/ 9 Jan 2024

Atria Subsidiaries Form And Renew 32 Partnerships For 2023

Mercer Acquires $465 Million Colorado-Based Firm

Wealth Management Firm With CPA Perspective Adds To Mercer’s Colorado Presence

By James Miller

/ 4 Jan 2024

Mercer Acquires $465 Million Colorado-Based Firm

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