As we close out November, here are the five stories that resonated most with our readers this month. From regulatory shifts to AI’s impact on advisor growth, these pieces sparked strong engagement across the industry.
WSR Announces IS 5: Top Investment Solutions Platform Leaders
A recognition of leading investment platform executives who are helping advisors navigate complex markets, vet products, and deliver stronger outcomes for clients.
Tracking Advice Industry Regulatory Change At The DOL And SEC
A practical overview of how new leadership at the DOL and SEC is reshaping fiduciary, independent-contractor, and disclosure rules, and what advisors should expect in 2026.
Five Big Pitfalls Trapping Wealth Firms In The Age Of AI
An in-depth look at the most common mistakes firms make with AI, and why disciplined execution still matters more than simply adopting new tools.
How AI Will Change The Lead Generation Game
Our CEO, Larry Roth partners with industry leaders to explain how AI-powered platforms are transforming advisor prospecting, from pinpointing life-event triggers to targeting the clients most ready to engage.
Prudential Adds Advisors With $3 Billion In Assets This Year
A report on Prudential Advisors’ expansion to more than 3,000 advisors, adding nearly $3 billion in client assets and leveraging its partnership with LPL to support growth.
Wealth Solutions Report can be reached at info@wealthsolutionsreport.com.
