Latest News from WSR

Industry Veteran Named New Orion Wealth Management President

Ron Pruitt Has More Than 25 Years Of Wealth Management Experience At Firms Including Envestnet

By Jeff Berman

/ 22 May 2024

Ron Pruitt, President, Orion Wealth Management

Gregory FCA Buys BackBay Communications

The Acquisition Will Create The Sixth Largest Firm In Financial Services Strategic Communications

By Jeff Berman

/ 22 May 2024

Pictured left to right: Joe Anthony, Co-Owner, President and Head of Gregory FCA’s Financial Services division; Greg Matusky, Founder and CEO of Gregory FCA; and Bill Haynes, Founder and C...

Investments Roundup: Sanctuary, State Street, Macquarie, Bernstein And More

Q&A With Patrick McGowan Of Sanctuary Wealth – Our Investments Solutions Leader Of The Month – And Product News Featuring Vanguard, State Street, Macquarie, SoFi, CION Ares Management, Bernstein, Cerulli, HFR And J.P. Morgan.

By Chris Latham

/ 21 May 2024

Investments Roundup: Sanctuary, State Street, Macquarie, Bernstein And More

Technology Is Making Compliance Departments More Proactive

Compliance Veterans From Orion, RFG, Angeles And Surge Share How Technology Is Changing Compliance Departments Across The Industry

By Larry Roth

/ 21 May 2024

Larry Roth, CEO, Wealth Solutions Report

Robert Coppola Joins Sanctuary Wealth As Chief Technology Officer

Former Envestnet CTO Tasked To Deliver Solutions And Implementation Strategies To Support Growth Opportunities For Advisors

By Janeesa Hollingshead

/ 21 May 2024

Robert Coppola, Chief Technology Officer, and Adam Malamed, CEO, Sanctuary Wealth

Deals & Recruiting Roundup: Modern Wealth, AlTi, Kestra, RBC And More

M&A By Modern Wealth, AlTi, Avantax, Edelman, Bluespring And Robertson Stephens. Recruitments By RBC, J.P. Morgan, Concurrent And Summit. Strategic Appointments By Perigon And DeVoe.

By Chris Latham

/ 21 May 2024

Tony Parkin, President, DeVoe & Company; Stuart Silverman, Chairman, Bluespring; Suzanne van Staveren, EVP, CFO and COO, Edelman Financial Engines

Guide To Industry Conferences: Custodians

What You Need To Know About Pershing INSITE And Schwab IMPACT

By Jeff Berman

/ 20 May 2024

Jim Crowley, Global Head, BNY Mellon’s Pershing; Jeffrey Kleintop, Managing Director and Chief Global Investment Strategist, Charles Schwab & Co.

Marcoms Roundtable: Reaching Advisors With Investment Products

Marcoms Experts From Gregory FCA, Edelman Smithfield And Craft & Capital Share Strategies To Present Investment Products To Financial Advisors

By James Miller

/ 20 May 2024

Chris Sullivan, President, Craft & Capital; Nicole Hakimi, Senior Vice President, Edelman Smithfield; Trevor Davis, Vice President, Gregory FCA

Meeting The Needs Of Mass Affluent Clients

How Mass Affluent Clients Differ From High Net Worth Clients, How To Serve Mass Affluent Needs And The Role Insurance Plays

By Michael Madden

/ 20 May 2024

Don’t Invest Based On Political Party Affiliation, YCharts Warns

Although Elections May Create Short-Term Uncertainty, Investors Should Stick With Long-Term Goals, YCharts Says

By Jeff Berman

/ 16 May 2024

Joe Kleven, Product Marketing Manager, YCharts

RBC Recruits 2 Advisor Teams From Merrill Lynch

The Barnes Group And Pollard Team Collectively Manage $900 Million In Client Assets

By Jeff Berman

/ 16 May 2024

The two teams recruited by RBC from Merrill Lynch are (left to right): David Barnes, Managing Director and Financial Advisor, and Paula Gay, Assistant Vice President and Client Associate, ...

Don’t Let Clients’ Election Anxieties Distract Them

Plus Our Deals & Recruiting Roundup, Serving Women Clients, Testing Cultural Fit, Signature Fraud, iCapital’s Alts Portfolio Launch And Dynasty’s Recruits

By Larry Roth

/ 15 May 2024

Don’t Let Clients’ Election Anxieties Distract Them

Latest News from WSR

Industry Veteran Named New Orion Wealth Management President

Technology Is Making Compliance Departments More Proactive

Robert Coppola Joins Sanctuary Wealth As Chief Technology Officer

Guide To Industry Conferences: Custodians

Meeting The Needs Of Mass Affluent Clients

Don’t Invest Based On Political Party Affiliation, YCharts Warns

RBC Recruits 2 Advisor Teams From Merrill Lynch

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