Latest News from WSR

WSR Pathfinder Awards – Top Women Industry Leaders Of 2024

WSR Celebrates Women’s History Month By Naming Top Industry Leaders

/ 26 Mar 2024

WSR Pathfinder Awards – Top Women Industry Leaders Of 2024

The SEC Is Coming, But Prepared RIAs Have Nothing To Fear

Compliance Isn’t A Moving Target – We Know What Regulatory Bodies Are Doing. Instead Of Waiting For The Other Shoe To Drop, RIAs Should Have Compliance Solutions In Place To Proactively Tackle Challenges Before They Arise.

By WSR Newsroom

/ 25 Mar 2024

The SEC Is Coming, But Prepared RIAs Have Nothing To Fear

Proactive Succession Planning Is Central To Clients’ And Advisors’ Futures

A recent Cerulli study confirms what we already know – the aging of America will have a great impact on the financial services industry. More than one-third of financial advisors

By WSR Newsroom

/ 24 Mar 2024

Vestmark And Pensionmark Announce Strategic Partnership

Firms To Deliver Suite Of Services And Solutions To Advisors And Clients

By Janeesa Hollingshead

/ 22 Mar 2024

Caprock CEO: ‘We Never Pursued M&A Just For The Sake Of Growth’

UHNW Multi-Family Office’s First Acquisition Adds $2.2 Billion Chicago Firm

By Michael Madden

/ 22 Mar 2024

Greg Brown, Co-CEO, Caprock; Bill Gilbert, Co-CEO, Caprock

Raymond James Financial Appoints New President

Raymond James CFO Paul Shoukry Is Also Expected To Become The Firm’s CEO In Its Next Fiscal Year As Part Of Succession Plan.

By Jeff Berman

/ 22 Mar 2024

Paul Shoukry, President, Raymond James Financial

Binah CEO On Taking The Wentworth BDs Public

Craig Gould Discusses The Wentworth And Kingswood Merger And Public Listing, As Well As The Future Of The Wealth Management Space

By James Miller

/ 22 Mar 2024

M&A Optimism Amid Lofty RIA Valuations, And Rising Costs For Small IBDs

Experts From NewEdge Capital Group, Prospera Financial Services, Berkshire Global Advisors And Fusion Financial Partners Discuss What’s Driving M&A In 2024

By Larry Roth

/ 21 Mar 2024

Larry Roth, CEO, Wealth Solutions Report

Revolutionary Changes In Marcoms Are Underway

Plus Our Investments Roundup, Deals & Recruiting Roundup, Orion Ascent, Sanctuary And Concurrent Recruit Firms, Householder Makes Acquisitions, Smartleaf Gives Tax Insights And Realta Appoints A CFO

By Larry Roth

/ 20 Mar 2024

Revolutionary Changes In Marcoms Are Underway

Alai Studios, Shaping Wealth Launch AI-Powered Assistant For Advisors

Lydia Is A New Behavioral Finance Assistant That Helps Advisors Better Understand Clients’ Emotional Needs.

By Jeff Berman

/ 19 Mar 2024

Andrew Smith Lewis, Founder and CEO of Alai Studios; Shaping Wealth Founder Brian Portnoy

Investments Roundup: VanEck, Cetera, Morningstar, BlackRock, CAIS And More

Q&A With Matthew Sigel Of VanEck – Our Investments Solutions Leader Of The Month – And Product News Featuring Cetera, Morningstar, BlackRock, CAIS, Envestnet, MMI, Simplify, Eaglebrook, Cerulli And HFR.

By Chris Latham

/ 19 Mar 2024

Matthew Sigel, Head of Digital Assets Research, VanEck

Deals & Recruiting Roundup: Bluespring, Merit, Carson, Diversify And More

M&A By Bluespring, Merit And Carson. Recruitments By Osaic, LPL, Sanctuary And Ashton Thomas. Diversify Expands Its Asset Management Program. Realta Appoints CFO. And Oppenheimer Continues Growing Its Public Finance Team.

By Chris Latham

/ 19 Mar 2024

Deals & Recruiting Roundup: Bluespring, Merit, Carson, Diversify And More

Latest News from WSR

WSR Pathfinder Awards – Top Women Industry Leaders Of 2024

The SEC Is Coming, But Prepared RIAs Have Nothing To Fear

Proactive Succession Planning Is Central To Clients’ And Advisors’ Futures

Vestmark And Pensionmark Announce Strategic Partnership

Caprock CEO: ‘We Never Pursued M&A Just For The Sake Of Growth’

Raymond James Financial Appoints New President

Binah CEO On Taking The Wentworth BDs Public

M&A Optimism Amid Lofty RIA Valuations, And Rising Costs For Small IBDs

Alai Studios, Shaping Wealth Launch AI-Powered Assistant For Advisors

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