Latest News from WSR

LPL To Buy Atria Wealth Solutions

The Acquisition Will Add About $100 Billion In Assets To LPL.

By Jeff Berman

/ 13 Feb 2024

Dan Arnold, CEO & President, LPL Financial; Doug Ketterer, CEO & Founding Partner, Atria Wealth Solutions

Investments Roundup: MRB Partners, Morningstar, Vanguard, Cerulli And More

In this edition of the Investments Roundup, we speak with our newest Investment Solutions Leader of the Month, Phillip Colmar, Partner, Global Strategy & Fixed Income, at MRB Partners. Other

By Chris Latham

/ 13 Feb 2024

Our newest Investment Solutions Leader of the Month, Phillip Colmar, Partner, Global Strategy & Fixed Income, at MRB Partners.

Deals & Recruiting Roundup: EP Wealth, NewEdge, Angeles, LPL And More

Miracle Mile, EP Wealth And Carson Wealth Make Acquisitions. LPL, NewEdge Advisors And Angeles Wealth Recruit Advisors. Mercer Partners With Catchlight On Lead-Gen. And Savant Recruits Jon Zindel As CFO From William Blair.

By Chris Latham

/ 12 Feb 2024

Deals & Recruiting Roundup: EP Wealth, NewEdge, Angeles, LPL And More

What Is E&O Insurance, And Do I Need It? 3 Things Every Advisor Should Know.

The Benefits For RIA Owners To Working With An Errors & Omissions Insurance Specialist, Looking At The Fine Print, And Considering Other Types Of Policies

By WSR Newsroom

/ 12 Feb 2024

Brian Francetich, Director and Managing Underwriter, Golsan Scruggs

BDs Must Keep Empathy At The Forefront Of Advisor Succession Planning

It’s More Than A Transaction To Advisors, Who Care About Clients, Successors, Families And Moving Into Retirement Well

By WSR Newsroom

/ 12 Feb 2024

Mary Ford, Succession and Acquisition Specialist, Sigma Financial; Michele Bergeron, Practice Management Succession Acquisition Consultant, Axtella

Three Keys To Multigenerational Asset Transfer

Experts At Angeles, Regent Peak And Integrated Set Out Top Considerations For Transfer Of High Net Worth Clients’ Assets

By Janeesa Hollingshead

/ 12 Feb 2024

Three Keys To Multigenerational Asset Transfer

Oppenheimer Bolsters Public Finance Team Leadership

Firm Appoints Former UBS Execs As Managing Directors To Lead Northeast And Southeast Regions

By James Miller

/ 8 Feb 2024

Oppenheimer Bolsters Public Finance Team Leadership

Wealth In Motion: How Top Breakaway RIAs Manage Asset Transitions

Strategies, Challenges And Considerations For Migrating A Book Of Business Out Of A Wirehouse

By WSR Newsroom

/ 7 Feb 2024

Caitlin Douglas, Director of Transition Services and Co-Head of Service, Dynasty Financial Partners

Financial Fitness Group Acquired By Aztec, To Be Merged With iGrad

Provider Of Morningstar-Based, FINRA-Reviewed Educational Content To Merge With Aztec’s Financial Literacy Platform

By Michael Madden

/ 7 Feb 2024

Financial Fitness Group Acquired By Aztec, To Be Merged With iGrad

Industry Leaders’ Insights From FSI OneVoice

Plus Our Weekly Deals & Recruiting Roundup, Our Latest Wealthtech Roundup, A Dedicated Sales Team, Investor Biases And Wirehouse Recruiting

By Larry Roth

/ 6 Feb 2024

Dale Brown, President & CEO, Financial Services Institute; Emily Schlosser, FSI Board Member & COO, BNY Mellon | Pershing; and Marc Squires, FSI Board Member & Head of the Wealth and Broke...

Video Interviews With Industry Leaders At FSI OneVoice

WSR Speaks With Adam Malamed, Alex David, Greg Cornick, Ananya Balaram And David Knoch

By Julius Buchanan

/ 6 Feb 2024

Deals & Recruiting Roundup: Mariner, Ameriprise, Rise Growth Partners And More

Mariner, OneDigital And Kestra Make Acquisitions. Compound Planning And Ameriprise Recruit Advisors. Rise Growth Secures $250 Million From Charlesbank. Perigon Partners With Premier Sports Network. Bernstein Expands UHNW Platform. And Summit Trail Promotes 3 Team Members To Partners.

By Chris Latham

/ 5 Feb 2024

Deals & Recruiting Roundup: Mariner, Ameriprise, Rise Growth Partners And More

Latest News from WSR

LPL To Buy Atria Wealth Solutions

What Is E&O Insurance, And Do I Need It? 3 Things Every Advisor Should Know.

BDs Must Keep Empathy At The Forefront Of Advisor Succession Planning

Three Keys To Multigenerational Asset Transfer

Oppenheimer Bolsters Public Finance Team Leadership

Wealth In Motion: How Top Breakaway RIAs Manage Asset Transitions

Financial Fitness Group Acquired By Aztec, To Be Merged With iGrad

Video Interviews With Industry Leaders At FSI OneVoice

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