Veteran Wealth Management Industry Attorney Scott Matasar on Where the Real Legal Risks Are – And Where They Aren’t – with Return to Office Policies, In-Person Events and More
HNW and UHNW Clients See Opportunities for Financial Gain and Supporting Mission-Driven Investing Opportunities in the Venture Capital Space – How RIAs and Other Independent FA Businesses Can Support Clients in This Space
Tax Benefits of Buying Another Independent FA’s Practice, Plus Business Launch Tax Credits and Is Your New Assistant an Independent Contractor or Employee?
Business Development Leaders Discuss the Possibility of an Uptick in Year-End FA Movement Between Firms – And What They’re Doing to Capture Market Share
This Week’s Issue: The Significant and Ongoing Transformation of Financial Advisor Recruiting, Transitions and Onboarding, Spurred by the Pandemic and Technology Adoption
Our Inaugural Recruiting Survey Reveals A Sea Change in Attitudes Across the Industry When It Comes to Comfort with Heavily Digitized Recruiting Efforts
