Latest News from WSR

Sanctuary Recruits $2 Billion 1280 Financial Partners From UBS

Wirehouse Breakaway Team Establishes Independence Through Minority Stake From Sanctuary’s Strategic Capital Partnership Program

By Michael Madden

/ 13 May 2025

Vince Fertitta, President, Wealth Management, Sanctuary Wealth

Surge Ventures Launches Advisor AI Platform Combining Compliance, Cybersecurity And Data

SurgeONE.ai Is A Modular And Scalable Integrated Platform For Regulated Financial Firms

By Jeff Berman

/ 13 May 2025

Sid Yenamandra, Founder & CEO, SurgeONE.ai

Deals & Recruiting Roundup: Raymond James, Americana Partners, Diamond Consultants And More

Acquisitions By Hub International And Mercer. Emigrant Stakes Elevation Point. Balefire, Pendulum Partners And Macro Edge Launch. Raymond James Offers Minority Stakes. Recruiting By Americana Partners. Appointments By Focus Partners, National Association Of Plan Advisors, Cetera And Diamond Consulta

By WSR Newsroom

/ 13 May 2025

Deals & Recruiting Roundup: Raymond James, Americana Partners, Diamond Consultants And More

Ryan Marcus Discusses Growth Strategy In Binah C-Suite Role

Binah’s New Chief Business Development And Engagement Officer Describes His Approach To The Firm’s Broker-Dealers, Organic And Inorganic Growth Plans, And How MarketCounsel Prepared Him For The Role

By Julius Buchanan

/ 12 May 2025

Ryan Marcus, Chief Business & Engagement Officer, Binah Capital

Mercer Surpasses 100 M&A Partner Firms

Mercer Advisors Adds RIAs Tufton Capital In Maryland And Lewis Wealth In Colorado.

By Jeff Berman

/ 9 May 2025

Diamond Consultants Names Louis Diamond CEO As Founder Steps Down

Jason Diamond Promoted To President. Founder Mindy Diamond To Become Board Chair As Part Of Succession Plan.

By Jeff Berman

/ 8 May 2025

Louis Diamond, CEO, and Mindy Diamond, Chairman, Diamond Consultants

Advisory Firms Merge To Form $3.7 Billion RIA Balefire

The Former CEOs Of Navitas And VisionPoint Are Looking To Expand Balefire’s Annual Revenue To $215 Million And AUM To $42 Billion.

By Jeff Berman

/ 7 May 2025

Jason Hester, former CEO, Navitas, and John Hoffman, former CEO, VisionPoint, now Co-Managing Partners, Balefire

Ameriprise Breakaway Team Launches $400 Million Pendulum Partners

$400 Million Chicago-Area RIA’s Co-Founders – Matthew McWherter And Tom Parker – Specialize In Tax Optimization And Wealth Management.

By Jeff Berman

/ 7 May 2025

Matthew McWherter, Co-Founder, Pendulum Partners

TradingBlock Launches Platform To Broaden Retail Investor Access To IPOs

My IPO Platform Aims To Provide IPO Access At Offering Price For All Investors, Including Through U.S. Retirement Accounts, With Immediate Post-IPO Trading Through Apex Clearing

By Janeesa Hollingshead

/ 7 May 2025

Joel Vanderhoof, President, My IPO Investment Banking

An Entertaining Look At Compliance And Examinations

Plus Our Deals & Recruiting Roundup, Wealthtech Roundup, Fee Structures In Volatile Markets, Acquisitions By F2 And Modern, Sowell’s And Advisor Asset Management’s Appointments, Expert Takes On Consolidation, Prospera’s Paraplanner Launch And Great Hills Stake In Mission

By Larry Roth

/ 7 May 2025

An Entertaining Look At Compliance And Examinations

Wealthtech Roundup: LPL, Mercer, Wealth.com, Snappy Kraken And More

News Featuring LPL, Envestnet, BlackRock, TIFIN AG, Wealth.com, BetaNXT, Zocks, Mercer, Snappy Kraken, GReminders And BridgeFT, Plus Reports From F2 Strategy and The Oasis Group

By WSR Newsroom

/ 6 May 2025

Wealthtech Roundup: LPL, Mercer, Wealth.com, Snappy Kraken And More

Deals & Recruiting Roundup: F2 Strategy, Merit, CW, Great Hill And More

Acquisitions Including F2 Strategy, Merit, Modern Wealth And CW. Minority Stake By Great Hill. M&A Report By DeVoe. Recruiting By Arkadios. Partnerships By Integrated And Summit. Appointments By IFG, Sowell And Docupace.

By WSR Newsroom

/ 6 May 2025

Deals & Recruiting Roundup: F2 Strategy, Merit, CW, Great Hill And More

Latest News from WSR

Sanctuary Recruits $2 Billion 1280 Financial Partners From UBS

Surge Ventures Launches Advisor AI Platform Combining Compliance, Cybersecurity And Data

Ryan Marcus Discusses Growth Strategy In Binah C-Suite Role

Mercer Surpasses 100 M&A Partner Firms

Diamond Consultants Names Louis Diamond CEO As Founder Steps Down

Advisory Firms Merge To Form $3.7 Billion RIA Balefire

Ameriprise Breakaway Team Launches $400 Million Pendulum Partners

TradingBlock Launches Platform To Broaden Retail Investor Access To IPOs

3 articles left!

Just one quick step