Newsmakers Ascentis Independent Advisors Adds Four Practices With Over $1 Billion In Client Assets The Practices Join From Raymond James, Bringing Ascentis Holdings To Nearly 50 Advisors Across 16 States By Thomas Lee / 9 Oct 2026
Newsmakers AlphaCore Acquires Blue Rock With Over $400 Million In AUM Blue Rock’s Nine‑Person Team Joins AlphaCore, Which Has Completed Four Deals This Year By Jeff Berman / 8 Oct 2026
Newsmakers Wealthspire Expands Client Services With New Sports & Entertainment Practice The New Family Office Vertical Had About $2.88 Billion In Assets Under Management As Of Sept. 1 By Jeff Berman / 7 Oct 2026
Newsmakers LPL Picks Up $1.1 Billion Team From Wells Fargo Alpharetta, Georgia-Based Praxis Financial Partners Joins LPL’s Broker-Dealer And RIA Platform By Jeff Berman / 6 Oct 2026
Capital Connections The Deal Isn’t The Hard Part. Surviving It Is. RIA Founders Should Weigh Timing, Equity Terms, Diligence And Legal Counsel Alongside The Economics Of A Transaction By WSR Newsroom / 5 Oct 2026
Upmarket The Importance Of Proper Structuring For An RIA’s Equity Program Equity Structures Should Support Employee Incentives, Outside Investment And Succession By WSR Newsroom / 5 Oct 2026
Upmarket The Family Behind The Fortune Advisors Can Help Wealthy Families Navigate The Competing Interests, Generational Differences And Emotional Complexities Of Transferring Wealth By Thomas Lee / 5 Oct 2026
Newsmakers Trilogy Financial Launches Trilogy Tax & Consulting New Affiliate Will Provide Tax Preparation, Identify Tax Planning Opportunities And Integrate Tax Mitigation Strategies By WSR Newsroom / 2 Oct 2026
