newsletter

Letters From Larry

Spotlighting Excellence For AAPI Heritage Month

Plus Our Deals & Recruiting Roundup, Athlete Clients, Reaching Clients’ Heirs, Orion And Sanctuary Hires, Gregory FCA Buys BackBay, LPL’s $4.6 Billion Recruit And FusionIQ’s Partnership With Interactive Brokers Canada

By Larry Roth

/ 29 May 2024

Spotlighting Excellence For AAPI Heritage Month

Deals & Recruiting

Deals & Recruiting Roundup: Cetera, Waverly, Equitable, AlphaCore And More

M&A By Waverly And Wilde Wealth Management. Recruitments By LPL, Equitable, Rockefeller, Stifel And Savvy. Appointments By Sanctuary, Caprock, AlphaCore And Orion. And Bank Of America’s CEO Joins List Of Elite Bernstein Conference Participants.

By Chris Latham

/ 28 May 2024

Deals & Recruiting Roundup: Cetera, Waverly, Equitable, AlphaCore And More

Letters From Larry

Regtech Is Changing Your Compliance Department

Plus Hamburger On Legal Blind Spots, Custodian Conferences, Mass Affluent Clients, Marcoms Strategies For Investments, Presidential Politics And Investing, RBC Wealth Management’s Recruits, And Our Deals & Recruiting And Investments Roundups

By Larry Roth

/ 22 May 2024

Regtech Is Changing Your Compliance Department

Investment Solutions & Gatekeepers

Investments Roundup: Sanctuary, State Street, Macquarie, Bernstein And More

Q&A With Patrick McGowan Of Sanctuary Wealth – Our Investments Solutions Leader Of The Month – And Product News Featuring Vanguard, State Street, Macquarie, SoFi, CION Ares Management, Bernstein, Cerulli, HFR And J.P. Morgan.

By Chris Latham

/ 21 May 2024

Investments Roundup: Sanctuary, State Street, Macquarie, Bernstein And More

Deals & Recruiting

Deals & Recruiting Roundup: Modern Wealth, AlTi, Kestra, RBC And More

M&A By Modern Wealth, AlTi, Avantax, Edelman, Bluespring And Robertson Stephens. Recruitments By RBC, J.P. Morgan, Concurrent And Summit. Strategic Appointments By Perigon And DeVoe.

By Chris Latham

/ 21 May 2024

Tony Parkin, President, DeVoe & Company; Stuart Silverman, Chairman, Bluespring; Suzanne van Staveren, EVP, CFO and COO, Edelman Financial Engines

Letters From Larry

Don’t Let Clients’ Election Anxieties Distract Them

Plus Our Deals & Recruiting Roundup, Serving Women Clients, Testing Cultural Fit, Signature Fraud, iCapital’s Alts Portfolio Launch And Dynasty’s Recruits

By Larry Roth

/ 15 May 2024

Don’t Let Clients’ Election Anxieties Distract Them

Deals & Recruiting

Deals & Recruiting Roundup: AmeriFlex, Focus, Integrated Partners, UBS And More

M&A By Focus, WEG, Osaic, LPL, Wealthspire, Carson And Dynasty-Backed DayMark. Strategic Appointments By Integrated Partners And SFA Partners. Q1 Earnings By UBS. And Thomas Goodson Of The AmeriFlex Group Is Our Newest Recruiter Of The Month.

By Chris Latham

/ 13 May 2024

Thomas Goodson, Founder and CEO, The AmeriFlex Group and the Recruiter of the Month

Letters From Larry

How Advisors And RIAs Can Overcome Current Challenges

Plus Sanctuary Buys tru Independence, Our Wealthtech And News Roundups, Fidelity’s Tech Survey And SEIA’s Acquisition

By Larry Roth

/ 8 May 2024

How Advisors And RIAs Can Overcome Current Challenges

Deals & Recruiting

Deals & Recruiting Roundup: Sanctuary, SEIA, Avantax, Focus And More

M&A By Sanctuary Wealth, SEIA, Avantax And BIP Wealth. Recruitments By LPL Financial, Janney Montgomery Scott And EP Wealth Advisors. Strategic Hires By Focus Financial Partners And Eton Advisors. Family Office Report By J.P. Morgan.

By Chris Latham

/ 6 May 2024

Adam Malamed, CEO, Sanctuary Wealth; Brian Hughes, President, Eton Advisors; Michael Nathanson, CEO, Focus Financial Partners

Wealthtech

Wealthtech Roundup: SMArtX, CAIS, AssetMark, Surge Ventures And More

Aaron Wormus Of SMArtX Is Our Newest Wealthtech Leader Of The Month. Partnerships By CAPTRUST With CAIS, StratiFi With Altruist, Elements With XY Planning Network. GTCR Buys AssetMark. Surge Ventures Buys Kovair. iCapital Buys Mirador. Strategic Appointments At COMPLY, F2 Strategy, Smarsh, TIFIN. FI

By Chris Latham

/ 6 May 2024

Aaron Wormus, Chief Technology Officer, SMArtX Advisory Solutions

Letters From Larry

Honoring Top Industry CFOs And CIOs

Plus Deals & Recruiting, Practifi On Communicating Value, Gladstone On Multiples, Rise Growth On ‘Four Pillars,’ Cresset’s Recruits, StreetCred’s New SVP, Essential Edge’s Board Appointment, FIDX’s Insurance Desk, AssetMark’s Sale And More

By Larry Roth

/ 1 May 2024

Deals & Recruiting

Deals & Recruiting Roundup: Fidelity, J.P. Morgan, Homrich Berg And More

Fidelity And ECHELON Partners Release M&A Reports. WEG Acquires Lynch Retirement Investment Group. Cresset, Citizens And Merrill Recruit From J.P. Morgan. LPL Gains 4 Advisors With $1.4 Billion. Strategic Appointments By Essential Edge, Concurrent, Carson Group, Homrich Berg And Cetera.

By Chris Latham

/ 30 Apr 2024

Deals & Recruiting Roundup: Fidelity, J.P. Morgan, Homrich Berg And More

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