newsletter

• Deals & Recruiting

Recruitment Roundup: Hightower, Atria, Edelman, NewEdge, Mariner, RBC and William Blair

Hightower Expands In New England, Atria Onboards $1.1 Billion Team, Edelman Names New CEO, Mariner Launches Mariner Financial Wellness, NewEdge Recruit To Launch Nashville Office, First Republic Suffers Further Losses

By James Miller

/ 7 Jun 2023

• Wealthtech

Wealthtech Roundup: Smarsh, Orion, Dynasty, BetaNXT, COMPLY, FMG And Ritholtz

Smarsh Enhances Risk And Compliance Portfolio, Orion CEO Plans To Retire, Dynasty Launches Investment Bank, BetaNXT Upgrades Operations And Communications Tools, COMPLY Hires New CMO, FMG Achieves 400% Growth And Ritholtz Files For New Robo

By Chris Latham

/ 5 Jun 2023

• Letters From Larry

Honoring The Top Wealth Management Marketing & Communications Firms

Plus My M&A Quarterly Review, The Latest Recruitment News And People Moves, Risk Analysis, Conflicts Of Interest In M&A, The Banking Crisis And Keeping Clients Organized

By Larry Roth

/ 31 May 2023

• Deals & Recruiting

Recruitment Roundup: Concurrent, Integrated Partners, Merit, Atria And More

Atria Partners With Harvard Credit Union, Commonwealth Recruits Aegis Consulting, Integrated Partners Adds Two Teams, Merit Acquires Planned Futures, Concurrent Restructures As Hybrid RIA, EP Wealth Appoints Ryan Parker CEO, And Adviser Investments CEO Mario Ramos Is Our New Recruiter Of The Month

By Chris Latham

/ 30 May 2023

• Letters From Larry

WSR Honors AAPI Heritage Month With Pathfinder Awards

WSR Names Top AAPI Industry Leaders, Shares Voices Of Winners, Plus Accessible Venture Capital, The Latest Recruiting News, The Future Of M&A, A $15 Billion Combo, Atria’s Texas Move And More

By Larry Roth

/ 24 May 2023

• Deals & Recruiting

Recruitment Roundup: Atria, Goldman, Cetera, Adviser Investments And More

Atria’s CUSO Partners With Mobiloil, Prime Capital Custodies With Goldman Sachs, Cetera Appoints Mike Durbin CEO, Adviser Investments And Ropes Wealth Merge, Choreo Launches CPA Alliance, Commonwealth Recruits Trusted Wealth, Sanctuary Recruits Crescent Harbor And LaSalle St. Recruits Link Financial

By Chris Latham

/ 23 May 2023

• Letters From Larry

Business Development Must Keep Pace With Change

Plus Recruiting, M&A, People Moves, Data Architecture, Annuities In Portfolios, A Guide To Custodian Conferences, A New Compliance Exec, The Latest Alts Survey, A Private Wealth Launch And More

By Larry Roth

/ 17 May 2023

• Letters From Larry

The Connection Between Talent And Growth

Plus The Latest In Recruiting And Wealthtech News, The Rebranding Of A Wealthtech Innovator, A Partnership Leveraging Testimonials And An Examination Of The Broker Protocol

By Larry Roth

/ 10 May 2023

• Deals & Recruiting

Recruitment Roundup: WEG, Dynasty, Sanctuary, Cerity And Merrill Lynch

WEG Acquires $355 Million Heacock & Jones In Iowa, Cerity Partners Acquires $300 Million Jurika, Mills & Keifer In The San Francisco Bay Area And Merrill Lynch Loses Three Teams Representing $2.8 Billion As Sanctuary And Dynasty Gain

By Chris Latham

/ 9 May 2023

• Wealthtech

Wealthtech Roundup: Luma, Envestnet, COMPLY, Vestmark, SYSTM And More

Envestnet Forges Partnerships, COMPLY Releases CCO Playbook, Vestmark Launches Tax Management And Direct Indexing Tool, SYSTM Appoints New Product Management Executive, Tara York Of Luma Is Our Wealthtech Leader Of The Month And More

By Chris Latham

/ 9 May 2023

• Letters From Larry

Advisors, Are You Ready to Sell Insurance?

Traditional Products Are Transforming, Papike On Consolidation, Recruitment News, A Regulatory Conference Guide, Morningstar’s Conference, COMPLY’s Playbook, Advisor Group’s Rebrand, Nesvold’s New Role And Coldstream Hires Matt Sonnen As COO

By Larry Roth

/ 3 May 2023

• Deals & Recruiting

Recruitment Roundup: RBC, WEG, tru Independence And Precedent Wealth Partners

RBC Recruits From First Republic, WEG Acquires New Era Financial Advisors, Seven Mile Advisory Partners With tru Independence, Precedent Wealth Partners Launches On Dynasty’s Network And CI Financial To Sell Stake In Congress Wealth Management

By Chris Latham

/ 2 May 2023