newsletter

• Letters From Larry

RIA M&A Step Aside – Let’s Examine The Broker-Dealers

Plus Recruiting And Wealthtech News, Recalibrating Client Services, A Retirement And Annuities Survey, Wealth And Wellness, And Advisor Loans

By Larry Roth

/ 4 Oct 2023

• Deals & Recruiting

Recruitment Roundup: Kestra, Osaic, NFP, AAAA And More

Kestra And Osaic Recruit Advisors, NFP And Its Wealthspire Subsidiary Conduct Acquisitions, Indianapolis Firms Merge To Form Wellington Wealth Strategies, Coldstream Merges With Advisory And Tax Firms, AAAA Holds Annual Conference And Noreen Beaman Joins Commonwealth’s Advisory Board

By Chris Latham

/ 3 Oct 2023

• Wealthtech

Wealthtech Roundup: Intention.ly, Docupace, Ycharts, Elements and More

Intention.ly Launches Advisor Brand Builder, Snappy Kraken Partners With Nitrogen, Docupace Launches API Developer Portal, Lumiant Partners With Concourse, FMG Acquires MyRepChat, YCharts Launches ‘Proposals’ Enhancement, Natalie Wolfsen Becomes Orion’s New CEO

By Chris Latham

/ 3 Oct 2023

• Letters From Larry

Recognizing The Top M&A Investment Banking Leaders

Plus Weekly Recruitments, A Guide To Asset Management Conferences, Upgrading Executives, Marcoms Experts, Charity Inspiration, Tax Advice And More

By Larry Roth

/ 27 Sep 2023

• Deals & Recruiting

Recruitment Roundup: Kestra, tru Independence, LaSalle St. And More

Commonwealth Recruits R&R Wealth, tru Independence Helps Launch 44 North, Johnson Financial To Acquire The Appleton Group, Bluespring Acquires Christopher Street, Carlyle Invests In CAPTRUST, LaSalle St. Taps Live Oak Bank For Growth Capital, LPL Expands Liquidity & Succession Program

By Chris Latham

/ 26 Sep 2023

• Letters From Larry

Wealthtech Under Pressure To Produce Results

Plus Future Proof Coverage, Weekly Recruiting News, Hiring Consultants, AmeriFlex Launches OSJ Program, Cetera To Buy Avantax, Commonwealth Reaches The Next Gen And More

By Larry Roth

/ 20 Sep 2023

• Deals & Recruiting

Recruitment Roundup: Dynasty, Cetera, Commonwealth, Oppenheimer And More

Ameriprise Recruits 2 Advisors, Commonwealth Adds Paragon, Cetera To Acquire Avantax, Ashton Thomas Sells To RedBird’s Arax, Compound And Alternativ Merge, AmeriFlex Supports Small OSJs, Oppenheimer Recruits Distressed Debt Team And Dynasty Vice Chairman Andrew Marsh Is Our Newest Recruiter

By Chris Latham

/ 18 Sep 2023

• Letters From Larry

Navigating The Great Wealth Transfer

How To Connect With Clients’ Children, Our Weekly Recruiting News Roundup, Creativity In RIA M&A, An Interview With Black Diamond, AAAA’s V.I.S.I.O.N. Conference And More

By Larry Roth

/ 13 Sep 2023

• Deals & Recruiting

Recruitment Roundup: Atria, Avantax, CoastalOne, LPL, Dynasty, Osaic And More

Avantax Poaches Team From IFG, Four Former Goldman Advisors Depart, LPL Wins Firm From Lincoln, Atria Completes Grove Point Acquisition, Alera Group And CoastalOne Bolster C-Suite, White Glove Appoints Chief Evangelist And Osaic Nabs Wells Fargo Breakaway

By James Miller

/ 12 Sep 2023

• Letters From Larry

Enhancing Client Communications With Techniques And Technology

Plus Recruitment And Wealthtech News, Stratos’ Exec Moves, AXS’ REIT Launch, A Guide To Independence And ECHELON Summit Coverage

By Larry Roth

/ 6 Sep 2023

• Wealthtech

Wealthtech Roundup: Advisor Circle, CapIntel, Snappy Kraken, BetaNXT And More

Advisor Circle Gears Up For Future Proof, CapIntel Launches Client Presentation Builder, GeoWealth And Halo Partner On Structured Notes, Snappy Kraken Launches AI-Powered Email Builder, Venn By Two Sigma Launches Analytics And Presentation Tool, Catchlight Launches Salesforce Integration

By Chris Latham

/ 6 Sep 2023

• Deals & Recruiting

Recruitment Roundup: Creative Planning, Baird, Modern Wealth, Stratos And More

Baird And LPL Recruit Advisory Teams, Creative Planning Offers Affiliation Options In Huge Goldman Sachs Deal, Focus Financial Goes Private, Modern Wealth Acquires Midwest Financial And Stratos Poaches LPL Executive As Its New COO

By Chris Latham

/ 5 Sep 2023