newsletter

• Wealthtech

Wealthtech Roundup: Luma, Envestnet, COMPLY, Vestmark, SYSTM And More

Envestnet Forges Partnerships, COMPLY Releases CCO Playbook, Vestmark Launches Tax Management And Direct Indexing Tool, SYSTM Appoints New Product Management Executive, Tara York Of Luma Is Our Wealthtech Leader Of The Month And More

By Chris Latham

/ 9 May 2023

• Letters From Larry

Advisors, Are You Ready to Sell Insurance?

Traditional Products Are Transforming, Papike On Consolidation, Recruitment News, A Regulatory Conference Guide, Morningstar’s Conference, COMPLY’s Playbook, Advisor Group’s Rebrand, Nesvold’s New Role And Coldstream Hires Matt Sonnen As COO

By Larry Roth

/ 3 May 2023

• Deals & Recruiting

Recruitment Roundup: RBC, WEG, tru Independence And Precedent Wealth Partners

RBC Recruits From First Republic, WEG Acquires New Era Financial Advisors, Seven Mile Advisory Partners With tru Independence, Precedent Wealth Partners Launches On Dynasty’s Network And CI Financial To Sell Stake In Congress Wealth Management

By Chris Latham

/ 2 May 2023

• Letters From Larry

Honoring Top CFOs, Plus A Surprising Fact

Honoring Top CFOs, Latest Recruitment News, How To Help Laid Off Clients, A $15 Billion BD Sale, Previewing Morningstar’s Conference, A Fixed Income Fund Soars And More

By Larry Roth

/ 26 Apr 2023

• Deals & Recruiting

Recruitment Roundup: Commonwealth, Advisor Group, LPL, Carson, Modern Wealth and Avantax

Commonwealth Recruits KMJ Financial, Advisor Group Recruits Silverberg, LPL Recruits CG Advisor Network, Carson Wealth Acquires Integrated Wealth, Modern Wealth Acquires Barber Financial And Tim Stewart Of Avantax Is Our Recruiter Of The Month

By Chris Latham

/ 25 Apr 2023

• Letters From Larry

The Trend Toward Individual, Tailored Client Services

Held-Away 401(k)s, Clients Selling Businesses To Employees, Q1 M&A, Recruiting, People Moves, Strategic Partnerships, UHNW Advisors, Pro Bono, Summer Training, Diversity And More

By Larry Roth

/ 19 Apr 2023

• Letters From Larry

Pick The Winning Investments Carefully

Real Estate Goes South, The Latest In Weekly Recruitment News, The Launch Of A Private Equity-Funded RIA, An Income-Focused ETF Outperforms And Tracking Data For Family Offices

By Larry Roth

/ 12 Apr 2023

• Deals & Recruiting

Recruitment Roundup: Cerity Partners, Moneta, Mercer, LPL And EP Wealth

Cerity Recruits From SVB, Moneta Adds $450 Million Denver Team, Mercer Acquires $330 Million Andesa Financial Management, LPL Gains $1 Billion With Three Recruitments And EP Wealth Acquires $1 Billion Lehman & DeRafelo Financial Resources

By Chris Latham

/ 11 Apr 2023

• Letters From Larry

Rapid Evolution Opens New Opportunities In Wealth Management

Alts Investing After SVB, The Schwab Migration And Custody, The Latest In Wealthtech And Recruiting, Life Insurance For Multiple Generations And Educating Athlete Clients

By Larry Roth

/ 5 Apr 2023

• Wealthtech

Wealthtech Roundup: Crystal Capital, Advisor Group, Smarsh, FMG And More

Crystal Capital Expands Team In Advance Of Portal Redesign, Advisor Group Launches Digital Securities-Based Lending, AlphaTrAI Expands Its Senior Leadership Team And Board, Smarsh Enhances Communications Oversight Dashboards And More

By Chris Latham

/ 4 Apr 2023

• Deals & Recruiting

Recruitment Roundup: WEG, Cetera, Raymond James, Perigon And Rockefeller

Wealth Enhancement Group Acquires Equius Partners, Cetera’s AdvisorNet Financial Recruits Rohlik Financial Group, Rockefeller Capital Management Recruits First Republic Team, Perigon Conducts Dual Deals, And Raymond James Recruits From UBS

By Chris Latham

/ 4 Apr 2023

• Letters From Larry

WSR’s Pathfinder Awards Continue With Top Women Industry Leaders

Women Industry Leaders Recognized, Discussions On Advancing Women, Latest Recruitment News, Video Interviews With M&A Insiders, Regtech, TAMP M&A And Recognition For A Leading African American Industry Association

By Larry Roth

/ 29 Mar 2023