newsletter

• Wealthtech

Wealthtech Roundup: GeoWealth, Pontera, Advisor360°, Snappy Kraken And Docupace

GeoWealth Launches Investment Consulting Division, Pontera Appoints First CMO, Advisor360° Enhances Advisor-Client Toolkit, Snappy Kraken Partners With Three Leading CRMs And Docupace Expands Executive and Management Bench

By Chris Latham

/ 4 Oct 2022

• Deals & Recruiting

Recruitment Roundup: Mariner, Stratos, UBS And Concurrent Advisors

Mariner Wealth Advisors Acquires $256 Million Firm, Stratos Wealth Advisors Recruits $400 Million Advisor, UBS Recruits 10 Merrill Lynch Advisors With $2.85 Billion And Concurrent Advisors Exits Raymond James To Form $12.7 Billion Hybrid RIA

By Chris Latham

/ 3 Oct 2022

• Letters From Larry

Retirement Russian Roulette, Liquidity Event Mistakes And More

The Latest In Recruiting, Bizarre Industry News, Organic Growth Strategy, Wealthtech Improving Operations And Growth Through Leadership Expansion

By Larry Roth

/ 28 Sep 2022

• Deals & Recruiting

Recruitment Roundup: Private Advisor Group, WEG And Our New Recruiter Of The Month

360 Financial Merges With Fleming Investment Group, Private Advisor Group Brings On AK Financial Group, Wealth Enhancement Group Adds Sadoff Investment Management And Kristen Kimmell Of Advisor Group Is Our Inaugural Recruiter Of The Month

By Chris Latham

/ 26 Sep 2022

• Letters From Larry

National Hispanic Heritage Month Has Arrived!

Serving International Clients, The Ethereum Merge, Cryptoassets, Behavioral Finance And Client Retention, Cybersecurity, Recruiting, The Future Of Custodians, Plus The Latest M&A, Advisor Transitions And People Moves

By Larry Roth

/ 21 Sep 2022

• Letters From Larry

Talent Management After COVID And The Future Of Alts

Plus How To Find The Right Lawyer, The Latest In Recruiting, A Rising Wealthtech Conference, And Are You Ignoring Half Your Clients?

By Larry Roth

/ 13 Sep 2022

• Deals & Recruiting

Recruitment Roundup: Cetera, Merit, LPL And Perigon

Cetera Recruits $140 Million Team, Merit Financial Advisors Adds $277 Million With Dual Acquisitions, LPL Welcomes $600 Million Merrill Lynch Team And Perigon Merges With $750 Million PM Wealth Management

By Chris Latham

/ 12 Sep 2022

• Letters From Larry

A New Column and Bluerock’s Take on Residential Property Investments

Plus How To Stay Ahead of Marketing Trends, Legislative Advocacy, Enhancing Compliance With Data Feeds and the Latest in Recruiting

By Larry Roth

/ 6 Sep 2022

• Wealthtech

Wealthtech Roundup: Riskalyze, Orion, Truist, SEI and Farther

Riskalyze Launches Its ‘Ultimate’ Platform, Orion Offers Automated Account Opening, Truist Rolls Out Robo and Hybrid Models, SEI Offers Data Cloud and Farther Completes Series A Round

By Chris Latham

/ 6 Sep 2022

• Deals & Recruiting

Recruitment Roundup: Raymond James, Atria Wealth, Hightower and Moran Wealth Management

Raymond James Recruits $250 Million Team From Edward Jones, Atria Adds $600 Million UBS Team, Hightower Invests in $1.2 Billion Highland, $4 Billion Moran Wealth Management Leaves Wells Fargo

By Chris Latham

/ 5 Sep 2022

• Letters From Larry

Announcing New Recruitment Coverage with New Weekly Recruiting E-blast!

Plus Loyal Relationships, How Inflation Affects Markets, Referral Generation, What “Boutique” Really Means and Monthly Bizarre News Roundup

By Larry Roth

/ 30 Aug 2022

• Deals & Recruiting

Recruitment Roundup: Sanctuary, Advisor Group and Raymond James

Advisor Group Brings on $203 Million Boston-area OSJ, Sanctuary Wealth Tucks in $460 Million Texas Firm, Raymond James Hires $600 Million Colorado Team Due to the abundance of advisor

By Chris Latham

/ 29 Aug 2022