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Newsmakers

Breaking news across the wealth management industry

Realta Wealth Hires Abbey Eastham From Cetera To Lead Advisor Relations

Abbey Eastham is the latest executive to join to Realta Wealth. The former Cetera executive will take on the newly created role of Head of Advisor Relations, reporting to CEO

By James Miller

/ 23 Oct 2024

Abbey Eastham, Head of Advisor Relations, Realta Wealth

Pathstone To Buy $45 Billion RIA Hall Capital

Once Finalized, The Acquisition Will Boost Pathstone’s Total AUM To Almost $100 Billion.

By Jeff Berman

/ 17 Oct 2024

Matt Fleissig, CEO, Pathstone, and Katie Hall, Co-Founder and Co-Chair, Hall Capital Partners

Raymond James Picks Up $1.1 Billion Advisor Team From RBC

The Four-Advisor Team, The Business Exit Planning Advisors Of Raymond James, Is Based In Las Vegas.

By Jeff Berman

/ 16 Oct 2024

Kerry Withrow and Ben Hamilton, Managing Directors, Wealth Management, The Business Exit Planning Advisors of Raymond James

AlphaTrAI Rebrands As Praxis Solutions

With Rebranding, Firm Repositions Its Technology Offering And Value Proposition

By Janeesa Hollingshead

/ 16 Oct 2024

Bill Dwyer, CEO, Praxis Solutions

Carson Group Acquires $1 Billion Sweet Financial Partners

12-Person Team Based In Fairmont, Minnesota, Is Carson’s Second Largest Deal To Date

By Chris Latham

/ 16 Oct 2024

Bryan Sweet, Managing Partner and Wealth Advisor, Sweet Financial Partners; and Burt White, CEO, Carson Group

Avantax Recruits 10 Advisors With $390 Million In Combined Assets

Firm Describes 2024 Recruiting As ‘Robust’

By Jeff Berman

/ 14 Oct 2024

Andy Watts, President, Avantax Wealth Management

Perigon Hires New CFO From Pathstone

Firm Also Adds And Fills New Positions: Director Of Operations And Director Of Transitions And Integrations

By James Miller

/ 10 Oct 2024

David Scarpello, CFO; Brian McGunnigle, Director of Operations; and Debra Dunham, Director of Transitions and Integrations, Perigon Wealth Management

MAI Buys $1.2 Billion RIA Halpern Financial

The Acquisition Expands MAI’s Presence Across Florida, Maryland And Virginia.

By Jeff Berman

/ 8 Oct 2024

Rick Buoncore, Executive Chairman, MAI Capital Management

Realta Appoints Paul Tyler As SVP, Director Of Business Development

Former Ameriprise Exec Will Oversee Realta’s Advisor Recruitment

By Michael Madden

/ 8 Oct 2024

Kevin Keefe, CEO, Realta Wealth

Family Office Resource Group Launches With Services Platform

Firm’s Offerings Are Designed To Help Advisors And Professionals Serve UHNW Clients. It Also Announced An Equity Investment From 4100FS.

By Julius Buchanan

/ 8 Oct 2024

Brian Weiner, Founder & CEO, FORG

Focus Subsidiary Kovitz To Buy $5.9 Billion Fort Pitt Capital

The Deal Is The Latest Of Many Since PE Firms Took Focus Private Last Year

By Jeff Berman

/ 7 Oct 2024

Michael Nathanson, CEO, Focus Financial Partners

TradingBlock Debuts Executing Broker-Neutral Platform

Platform Allows Traders To Design Custom Execution Environment

By James Miller

/ 3 Oct 2024

Gino Stella, Institutional Trading Manager, TradingBlock