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Newsmakers

Breaking news across the wealth management industry

Choreo Names Matthew Gotlin Chief Investment Officer

CIO Who Arrived As Part Of BDO USA Wealth Management Acquisition To Lead Investments For Choreo

By Michael Madden

/ 12 Apr 2024

Matthew Gotlin, Chief Investment Officer, and Larry Miles, CEO, Choreo

Stratos Private Wealth Expands To New Jersey And New York

Expansion To Westchester County, New York, And Southern New Jersey Follows Push Last Year To Broaden Services To Ultra-High And High Net Worth Investors

By Janeesa Hollingshead

/ 11 Apr 2024

Stratos Private Wealth Expands To New Jersey And New York

AlphaTrAI Appoints John Sweeney As President

Fintech And Financial Veteran Who Built Fidelity Investments’ First ETF Joins AI Wealthtech Firm

By James Miller

/ 9 Apr 2024

John Sweeney, President and Bill Dwyer, CEO & Chairman, AlphaTrAI

Sanctuary Wealth Bolsters Executive Team

Firm Taps Michael Goldfader To Lead West Coast Region And Michelle McIntyre As National Business Development Officer.

By Janeesa Hollingshead

/ 8 Apr 2024

Michael Goldfader, West Coast Regional Managing Director & Michelle McIntyre, National Business Development Officer, Sanctuary Wealth

Sanctuary Wealth Adds $700 Million Breakaway Firm From Merrill

The UHNW Advisor Duo Picked Up By Sanctuary Launches Vincita Investment Partners.

By Jeff Berman

/ 5 Apr 2024

Vince Fertitta, President, Sanctuary Wealth, and Adam Malamed, CEO, Sanctuary Wealth

Kingswood U.S. Continues Buildout Of Investment Banking Group

Firm Adds Four Seasoned Executives To Investment Banking Team

By James Miller

/ 2 Apr 2024

Michael Nessim, CEO, President and Managing Partner, Kingswood U.S.

Vestmark And Pensionmark Announce Strategic Partnership

Firms To Deliver Suite Of Services And Solutions To Advisors And Clients

By Janeesa Hollingshead

/ 22 Mar 2024

Karl Roessner, CEO, Vestmark

Caprock CEO: ‘We Never Pursued M&A Just For The Sake Of Growth’

UHNW Multi-Family Office’s First Acquisition Adds $2.2 Billion Chicago Firm

By Michael Madden

/ 22 Mar 2024

Greg Brown, Co-CEO, Caprock; Bill Gilbert, Co-CEO, Caprock

Raymond James Financial Appoints New President

Raymond James CFO Paul Shoukry Is Also Expected To Become The Firm’s CEO In Its Next Fiscal Year As Part Of Succession Plan.

By Jeff Berman

/ 22 Mar 2024

Paul Shoukry, President, Raymond James Financial

FusionIQ Expands Team, Appointing John Phillips As Senior Strategic Advisor

Three-Decade Veteran Tasked To Drive Growth And Build Efficiencies For RIAs, Family Offices And Broker-Dealers

By James Miller

/ 19 Mar 2024

John Phillips, Senior Strategic Advisor, FusionIQ

Concurrent Recruits Advisors From Wells Fargo, Raymond James

The New Advisor Recruits Add A Combined $365 Million To Concurrent’s AUM.

By Jeff Berman

/ 14 Mar 2024

Nate Lenz, CEO and Co-Founder, Concurrent Investment Advisors

Realta Wealth Appoints Tim Bowman As Chief Financial Officer

Finance And Accounting Veteran Joins C-Suite Of Recently Rebranded IBD And RIA

By Michael Madden

/ 14 Mar 2024

Tim Bowman, CFO, Realta Wealth