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Newsmakers

Breaking news across the wealth management industry

RBC Recruits 2 Advisor Teams From Merrill Lynch

The Barnes Group And Pollard Team Collectively Manage $900 Million In Client Assets

By Jeff Berman

/ 16 May 2024

The two teams recruited by RBC from Merrill Lynch are (left to right): David Barnes, Managing Director and Financial Advisor, and Paula Gay, Assistant Vice President and Client Associate, ...

Dynasty Affiliate Picks Up $585 Million Advisor Team From Wells Fargo

The Veteran Advisor Team Joined The Dynasty Network As The Hofstetter Baron Group.

By Jeff Berman

/ 9 May 2024

Advisors Thomas Hofstetter and Daniel Baron, who joined RIA DayMark Wealth Partners as Hofstetter Baron Group

SFA Partners Names Michael Bryan Chief Growth Officer Of Strategic Blueprint RIA

Architect Of Osaic’s Triad Hybrid Solutions Platform To Focus On Attracting Fee-Based Independent Advisors And Growing Assets

By Janeesa Hollingshead

/ 8 May 2024

SFA Partners Names Michael Bryan Chief Growth Officer Of Strategic Blueprint RIA

FusionIQ Adds FIQ Freedom Solution To Its FusionIQ One Digital Platform

Newly Launched Enhancement Supports Breakaways And Includes Compliance Tools

By Michael Madden

/ 3 May 2024

Mark Healy, CEO, and John Guthery, CIO, FusionIQ

SEIA To Buy $2 Billion Cleveland-Based RIA

The Transaction, Expected To Close In June, Will Expand SEIA’s National Footprint.

By Jeff Berman

/ 1 May 2024

Brian Holmes, CEO, SEIA; Cameron Stagg, Director of M&A, SEIA; and Bill Glubiak, CEO, Cedar Brook

Essential Edge Adds Industry Veteran Alex David To Advisory Board

Three Decade Veteran Joins Advisory Board Established In February

By Michael Madden

/ 25 Apr 2024

Alex David, Division Director, Raymond James Financial Services and Sander Ressler, Co-Owner and Managing Director, Essential Edge

Cresset Adds Advisor Teams With $5 Billion From J.P. Morgan

The Two Teams Help Cresset Expand National Presence And San Francisco Footprint.

By Jeff Berman

/ 24 Apr 2024

Dagny Maidman (left) heads one of the advisor teams picked up by Cresset from J.P. Morgan, while Chris Chase

Rob Farmer Joins StreetCred Senior Leadership Team

The Industry Veteran Spent Most Of The Last Decade At Charles Schwab & Co.

By Jeff Berman

/ 23 Apr 2024

Rob Farmer, Senior Vice President, StreetCred PR

MMI’s Gateway Foundation Celebrates DEI Advances

Opening Doors Awards Impact Night Honors Firms And Individuals Pushing The Industry Forward

By Michael Madden

/ 19 Apr 2024

Sarit Abramowicz, First Vice President & Program Director, Gateway Foundation, and Craig Pfeiffer, President & CEO, Money Management Institute

Verdence Expands RIA Service Offerings

Outsourced RIA Services Brand Name Changes From Verdence/OCIO to Verdence/RIA+ And The Firm Launches New Website.

By Jeff Berman

/ 19 Apr 2024

Leo Kelly, CEO, Verdence Capital Advisors

Householder Group Announces Expansion Of Membership Program

Membership Model With Built-In Succession Planning Opens New Member Opportunities

By Janeesa Hollingshead

/ 17 Apr 2024

Renee Farida, COO, Householder Group

Diversify Advisor Network Adds $645 Million Firm To Partner Platform

Delaware-Based Key Advisors Transitions From Independent To Employee Model

By Michael Madden

/ 14 Apr 2024

Eddie Ghabour, Co-Founder & CEO, Key Advisors Wealth Management and Ryan Smith, Co-Founder & CEO, Diversify Advisor Network