Latest News from WSR

Holistic Advice: ‘A Little Of That Human Touch’

Why Holistic Advice Makes Client Relationships Stickier

By WSR Newsroom

/ 6 Sep 2024

John C. Pastore, Jr., Executive Vice President, Private Wealth Advisor, Integrated Partners

Mariner Boosts M&A Advisory Capabilities With Woodbridge Purchase

Woodbridge’s Team And Operations Are Expected To Be Integrated Into Mariner By Year End

By Jeff Berman

/ 6 Sep 2024

Marty Bicknell, CEO and President, Mariner Wealth Advisors

Time To Reconnect As Autumn Conference Season Begins

Plus Our Wealthtech And Weekly News Roundups, Cybersecurity, Oasis’ Wealthtech Research, A San Francisco UHNW Acquisition And New Regtech Tools

By Larry Roth

/ 3 Sep 2024

Time To Reconnect As Autumn Conference Season Begins

FNZ Names Blythe Masters Group CEO In Leadership Transition

Founder Adrian Durham Transitions While Regelman And Daffron Take New Roles As Firm Set To Receive $1 Billion Investment From Existing Institutional Shareholders

By Jeff Berman

/ 3 Sep 2024

Blythe Masters, Group CEO, and Adrian Durham, Founder, FNZ

Whitepaper Examines Growing Cybersecurity Threats For Advisors

Cybersecurity Experts From Digital Privacy & Protection, MarketCounsel Consulting And Cyber CIC Detail Risks And Responses

By Jeff Berman

/ 3 Sep 2024

Brian Hamburger, President and CEO, MarketCounsel Consulting, and Mark Hurley, CEO, Digital Privacy & Protection

Wealthtech Roundup: AlphaTrAI, Nitrogen, Smarsh, Fidelity, Wells Fargo And More

Q&A With Bill Dwyer Of AlphaTrAI – Our Wealthtech Leader Of The Month – And Product News Featuring The Oasis Group, Smarsh, Wealth.com, Snappy Kraken, Nitrogen, FusionIQ, Orion, Fidelity, Elements, PreciseFP And Wells Fargo.

By Chris Latham

/ 2 Sep 2024

Deals & Recruiting Roundup: Equita, IEQ, Sequoia, Sanctuary, WSFS And More

M&A By IEQ Capital, Sequoia And Parkwoods. Recruitments By Sanctuary And RBC. Fintech Expansion By Surge Ventures. Strategic Appointments By Intention.ly, WSFS Bank, Wellspring, Americana Partners And Nepsis. And Bridget Venus Grimes Of Equita Financial Network Is Our Newest Recruiter Of The Month.

By Chris Latham

/ 2 Sep 2024

Bridget Venus Grimes, Co-Founder, Equita Financial Network, President, WealthChoice

Surge Venture’s RegVerse Expands Avery Platform With Fusion1 Product Suite

AI-Enabled Automated Workflow Tools Are Designed To Increase Reliability And Accuracy Of RIA And Broker-Dealer Compliance And Surveillance Programs

By James Miller

/ 30 Aug 2024

Sid Yenamandra, Founder & CEO, SurgeONE.ai

UHNW-Focused RIA IEQ Capital Buys $5.3 Billion Firm EPIQ

The Combined Firm Will Have $32 Billion In AUM When The Deal Completes Later This Year

By Jeff Berman

/ 29 Aug 2024

Eric Harrison, Robert Skinner and Alan Zafran, Co-CEOs and Founders, IEQ Capital

Smart Compliance Strategy Can Turn Headwinds Into Tailwinds

Plus Charitable Champions, Deals & Recruiting News, Human-Centered Tech, Emotional Aspects Of Retirement, Rise Growth’s First Minority Investment, Wealthtech M&A And RBC’s Cincinnati Expansion

By Larry Roth

/ 28 Aug 2024

Smart Compliance Strategy Can Turn Headwinds Into Tailwinds

Guide To Industry Conferences: Asset Management

Our Conference Guide For Asset Management Covers The MMI Annual Conference, The IWI Strategy Forum And The Morningstar Investment Conference

By Janeesa Hollingshead

/ 28 Aug 2024

Guide To Industry Conferences: Asset Management

Deals & Recruiting Roundup: Rise Growth, CW Advisors, EP Wealth, Stifel And More

M&A By Rise Growth Partners, CW Advisors And LPL-Affiliated Academy Financial. Recruitments By Raymond James And Stifel. Strategic Appointments By Cetera, EP Wealth And Cerity. Invest In Others Announces Charitable Champions. Wirehouses Report Second Quarter Performance. RBC Adds A Cincinnati Team.

By Chris Latham

/ 27 Aug 2024

Deals & Recruiting Roundup: Rise Growth, CW Advisors, EP Wealth, Stifel And More

Latest News from WSR

Holistic Advice: ‘A Little Of That Human Touch’

Mariner Boosts M&A Advisory Capabilities With Woodbridge Purchase

FNZ Names Blythe Masters Group CEO In Leadership Transition

Whitepaper Examines Growing Cybersecurity Threats For Advisors

Surge Venture’s RegVerse Expands Avery Platform With Fusion1 Product Suite

UHNW-Focused RIA IEQ Capital Buys $5.3 Billion Firm EPIQ

Guide To Industry Conferences: Asset Management

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