Latest News from WSR

Recruitment Roundup: Kestra, EP Wealth, Concurrent, SpirePoint And More

LPL, Cetera, Kestra And Robertson Stephens Conduct Recruitments While EP Wealth Acquires 2 Firms, Concurrent Adds Lumature As Network Partner, And SpirePoint Launches As RIA Using Goldman Sachs As Its Custodian

By Chris Latham

/ 17 Oct 2023

Recruitment Roundup: Kestra, EP Wealth, Concurrent, SpirePoint And More

Value Levers: Seven Ways RIAs Can Increase Their Appeal Ahead Of A Sale

Higher Valuations Are Possible By Adjusting Your Approach To Common Factors Such As Growth, Scalability, Tech, Repeatability And Younger Clients

By WSR Newsroom

/ 16 Oct 2023

Brendan Falls, EVP, Chief Growth Officer, GeoWealth

Kestra Poaches Georgia Advisor From Edward Jones

Kestra PWS Recruits Advisor To Launch Second Office Location For Inspired Wealth Planning, Now Overseeing $350 Million In Assets

By Michael Madden

/ 13 Oct 2023

Kestra Poaches Georgia Advisor From Edward Jones

Surge Ventures Launches RegVerse, Unveils AI-Powered Avery Platform

Venture Studio’s Inaugural Platform Aims To Serve As ‘Regulatory Co-Pilot’ For Financial Firms, Automate Processes And Provide 24/7 Personalized Compliance Guidance

By Chris Latham

/ 12 Oct 2023

Surge Ventures Launches RegVerse, Unveils AI-Powered Avery Platform

Honoring The Hispanic Community In Wealth Management

Plus Our Inaugural Investments Roundup, Weekly Recruiting News, The Women In Wealth Management Awards, AssetMark’s Summit, Knowledge Transfer In Succession, Coldstream’s Merger And Choreo’s New Executive

By Larry Roth

/ 11 Oct 2023

Honoring The Hispanic Community In Wealth Management

Hispanic FA Of The Year On Education And Community Needs

Prudential’s Valadez Promotes Financial Independence, Education And Hispanic Role Models For Students

By James Miller

/ 10 Oct 2023

Hispanic FA Of The Year On Education And Community Needs

Pathfinder Winner Fava: Diversity And Equity Aren’t Just Buzzwords

Hispanic Product Development Executive Of The Year From Envestnet Brings Perspective Of Hispanic Woman From LGBTQ+ Community

By Janeesa Hollingshead

/ 10 Oct 2023

Pathfinder Winner Fava: Diversity And Equity Aren’t Just Buzzwords

Hispanic CEO Of The Year On The ‘Unmatched ROI’ Of Diversity

Adviser Investments’ Ramos Shares His Experiences, The Benefits Of Diversity, How To Create Diversity, And Discusses The Firm Under His Leadership

By Michael Madden

/ 10 Oct 2023

Hispanic CEO Of The Year On The ‘Unmatched ROI’ Of Diversity

WSR Pathfinder Awards – Top Hispanic Industry Leaders Of 2023

WSR Completes 2023 Pathfinder Awards By Honoring Outstanding Hispanic Professionals And Two Organizations During National Hispanic Heritage Month

By Janeesa Hollingshead

/ 10 Oct 2023

WSR Pathfinder Awards – Top Hispanic Industry Leaders Of 2023

Recruitment Roundup: Snowden Lane, Edelman, Creative, Sanctuary And More

Snowden Lane Recruits From UBS, NewEdge Recruits From Wells Fargo, Clover Capital Launches, Waverly Acquires SoundPath, Edelman Acquires Align, Creative Planning Acquires Kistler-Tiffany, CUSO Renews With Coastal Credit Union, Choreo Poaches Exec From Mercer

By Chris Latham

/ 10 Oct 2023

Recruitment Roundup: Snowden Lane, Edelman, Creative, Sanctuary And More

Investments Roundup: Dynasty, CAIS, Sound Income, HFR, Opto And More

Q&A With Dynasty CIO Bob Shea – Our Investments Solutions Leader Of The Quarter, And Product News Featuring Allspring Global Investments, CION Ares Management, Hedge Fund Research, CAIS, Sound Income Strategies, Flourish, Opto Investments, AXS Investments And Advyzon Investment Management

By Chris Latham

/ 10 Oct 2023

Investments Roundup: Dynasty, CAIS, Sound Income, HFR, Opto And More

Choreo Poaches Chief Growth Officer From Mercer

Veteran C-Suite Executive To Help Firm Implement Geographic And Service Growth Plans

By James Miller

/ 6 Oct 2023

Choreo Poaches Chief Growth Officer From Mercer

Latest News from WSR

Value Levers: Seven Ways RIAs Can Increase Their Appeal Ahead Of A Sale

Kestra Poaches Georgia Advisor From Edward Jones

Surge Ventures Launches RegVerse, Unveils AI-Powered Avery Platform

Hispanic FA Of The Year On Education And Community Needs

Pathfinder Winner Fava: Diversity And Equity Aren’t Just Buzzwords

Hispanic CEO Of The Year On The ‘Unmatched ROI’ Of Diversity

WSR Pathfinder Awards – Top Hispanic Industry Leaders Of 2023

Choreo Poaches Chief Growth Officer From Mercer

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