Ryan Shanks Of FA Match Discusses The Merits Of Firms Conducting Honest Self-Assessments, Advisors Conducting Thorough Due Diligence And Smaller Practices Selling To Larger Buyers
Absolute Engagement And Investments & Wealth Institute’s Annual Client Survey Identifies Areas For Improvement In Satisfaction, Client Confidence And Referrals
Fintech Provider CapIntel Launches Proposal Building Features For RIAs To Meet The SEC’s Marketing Rule With Audit Trail Automation And Other Compliance Capabilities
Plus An Interview With BetaNXT’s CEO, Our Weekly Recruitment Roundup And Monthly Wealthtech Roundup, NewEdge Hires In Miami And Atria Wins Another Financial Institution
Kestra Recruits Mission Financial Planners, Father & Son Raymond James Employees Launch RIA, Cerity Partners Merges With AJ Wealth, Mercer Acquires Day & Ennis, Atria’s CFS Partners With Capital Credit Union, LPL Recruits Executive Back From SageView And NewEdge Wealth Recruits Executive
Atria’s Credit Union-Focused Broker-Dealer Subsidiary CFS Signs Multi-Year Deal To Support Capital Credit Union, With Over $2.3 Billion In Assets And More Than 120,000 Members, In Fifth Such Jump From LPL Financial
BetaNXT CEO Stephen Daffron Discusses SIFMA, Moving To T+1 Securities Settlement And How Wealth Management Can Use Better Data To Make Better Investment Decisions
