Latest News from WSR

Deals & Recruiting Roundup: Arax, Carson, LPL, Sequoia, Logic Capital And More

Mergers With Logic Capital And AlphaCore; Acquisitions By Sequoia And Arax; Recruiting By Carson Group, LPL, Dynasty And NewEdge; DeVoe’s RIA M&A Report; The Wealth Alliance’s Minority Stake; Osaic Partners With Navy Federal; And EP Wealth Rehires Tax Expert

By Julius Buchanan

/ 4 Feb 2025

Deals & Recruiting Roundup: Arax, Carson, LPL, Sequoia, Logic Capital And More

Private Capital Still Likely To Invest In Wealthtech In 2025

Venture Capital And Private Equity Continue To Show Interest In Wealthtech, But Don’t Expect Much Fundraising Via IPOs

By Julius Buchanan

/ 4 Feb 2025

Private Capital Still Likely To Invest In Wealthtech In 2025

RIAs Should Treat Technology As An Investment, Not A Cost Center

A Multi-Vendor Approach, Engaging Vendors, Maximizing Advisor Adoption And Aligning Technology With Your Firm’s Vision Can Generate Success

By WSR Newsroom

/ 4 Feb 2025

Mike Capelle, Co-Founder & Co-Chief Executive Officer, Modern Wealth Management

CEG Hires Industry Veterans Hulett And Gallant

Dennis Gallant Joins CEG Insights As Managing Principal Of Strategic Solutions, While Kirk J. Hulett Is Named Managing Principal Of Team Solutions At CEG Worldwide.

By Jeff Berman

/ 31 Jan 2025

John Bowen, CEO, CEG Worldwide and CEG Insights

Dynasty Adds $1.6 Billion Ex-Goldman Sachs Team To Its Advisor Network

Washington, D.C. Area-Based RIA TritonPoint Selected Fidelity And Schwab As Its Custodians.

By Jeff Berman

/ 30 Jan 2025

Shirl Penney, CEO and Founder, Dynasty Financial Partners

FSI OneVoice: Advisor Retirement And Adopting AI

Panels Addressing The Practical Implementation Of AI In Wealth Management And How Advisors Move Beyond Retirement Among Many At Annual Conference

By Julius Buchanan

/ 30 Jan 2025

Larry Roth, CEO of Wealth Solutions Report and Managing Partner of RLR Strategic Partners / EPNAC.com

FSI OneVoice: 2025 Advocacy Initiatives And Embracing Change

FSI Key Initiatives For 2025 Include Regulatory Modernization, Tax Treatment, Regulation By Enforcement, Standard Of Care, Investor Education And Protection, And Independent Contractor Status. First Keynote Addresses Finding Certainty Amid ‘Flux’

By Julius Buchanan

/ 29 Jan 2025

Tim Stinson, Chair, FSI Board of Directors, President, Cetera Advisor Networks / EPNAC.com

Sycamore Announces New Surveillance Platform

New Platform Is Designed To Allow Broker-Dealers To More Effectively Surveil Advisor Activity

By Michael Madden

/ 29 Jan 2025

Mike Overdorf, President & Founder, Sycamore Financial Solutions

AI Is Making Inroads Into Retirement Plans – But Slowly, Cerulli Says

Some Forms Of AI Are Being Integrated Into Certain Defined Contribution Plans, But Asset Managers Are Avoiding It.

By Jeff Berman

/ 29 Jan 2025

Investment Products Continue To Evolve In 2025

Plus Our Deals & Recruiting And Wealthtech Roundups; Mitigating Compliance Risks; Relationships As The Basis For Tech; Rebalancing Technology; Compound Planning Hires; Berkshire, Ficomm And Cerulli Reports; And Coldstream And Wealth.com Appointments

By Larry Roth

/ 28 Jan 2025

Investment Products Continue To Evolve In 2025

Guide To Industry Conferences: Wealthtech

Our 2025 Guide To Leading Wealthtech Conferences Covers Orion Ascent, The T3 Technology Conference, WealthStack, Future Proof And Nitrogen’s Fearless Investing Summit

By Janeesa Hollingshead

/ 28 Jan 2025

Guide To Industry Conferences: Wealthtech

Wealthtech Roundup: Orion, iCapital, Savvy, Garuda, Wealth.com And More

Q&A With Arun Anur Of Orion – Our Wealthtech Leader Of The Month – Plus News Featuring iCapital, Archive Intel, Wealth.com, Wealthtender, Savvy Advisors, CapIntel, AdvicePay And GReminders

By Julius Buchanan

/ 27 Jan 2025

Arun Anur, Chief Operating Officer, Orion

Latest News from WSR

Private Capital Still Likely To Invest In Wealthtech In 2025

RIAs Should Treat Technology As An Investment, Not A Cost Center

CEG Hires Industry Veterans Hulett And Gallant

Dynasty Adds $1.6 Billion Ex-Goldman Sachs Team To Its Advisor Network

FSI OneVoice: Advisor Retirement And Adopting AI

FSI OneVoice: 2025 Advocacy Initiatives And Embracing Change

Sycamore Announces New Surveillance Platform

AI Is Making Inroads Into Retirement Plans – But Slowly, Cerulli Says

Guide To Industry Conferences: Wealthtech

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