Beltway & Beyond The Rollover Compliance Reset Firms Have Been Waiting For The Exemption Guidance Has Changed. Firms Need New Policies And Assessments To Determine When The Exemption Must Be Applied. By WSR Newsroom / 27 Aug 2026
Upmarket Paths To Growth And Ownership For Advisors Great Valley Advisor Group Exec Discusses The Office Structure, Support And Self-Assessment Advisors Need To Grow And Pursue Greater Independence By Jeff Berman / 26 Aug 2026
Letters From Larry Peer Mergers And AI Compliance Risk Plus Our Deals & Recruiting Roundup, FP Transitions’ New Tool And COO, MAI’s And Stratos’ Acquisitions, CAIS’ Alts Options And TAG’s And Wealth Consulting Group’s Milestones By Larry Roth / 26 Aug 2026
Wallet Share The Most Important Client Interaction Happens Before The First Meeting Referrals Start The Prospect On A Due Diligence Process. Your Firm’s Touchpoints On That Path Can Earn The First Meeting. By WSR Newsroom / 26 Aug 2026
Newsmakers LPL Picks Up $1.6 Billion Team From Cambridge Camp Hill, Pennsylvania-Based Conte Wealth Advisors Joins LPL’s Broker-Dealer And RIA Platform. By Jeff Berman / 25 Aug 2026
Upmarket Sagient Mentorship Program Addresses Advisor Shortage Firm CEO And Program Participants Address Program’s Purpose, Structure And Outcomes By WSR Newsroom / 24 Aug 2026
Newsmakers Wealth Consulting Group Surpasses $12 Billion In Assets Independent Wealth Management Platform Sees 27% Growth Rate Since 2025 By WSR Newsroom / 21 Aug 2026
Investment Solutions CAIS Expands Alts Options For Advisors Nearly 40 Alternative Asset Managers Introduced New Strategies On The CAIS Alts Platform Over The Last 6 Months, It Says. By Jeff Berman / 20 Aug 2026
Newsmakers TAG Advisors’ Asset Management Platform Surpasses $2 Billion The TAG Invest Platform Aims To Provide Portfolio Customization At Scale By WSR Newsroom / 20 Aug 2026
Newsmakers Stratos Buys $400 Million Illinois-Based RPI Financial Life Planners The Deal Is Stratos’ 12th Since SEI Invested In The Firm By WSR Newsroom / 20 Aug 2026
