newsletter

Retirement Russian Roulette, Liquidity Event Mistakes And More

The Latest In Recruiting, Bizarre Industry News, Organic Growth Strategy, Wealthtech Improving Operations And Growth Through Leadership Expansion

By Larry Roth

/ 28 Sep 2022

Retirement Russian Roulette, Liquidity Event Mistakes And More

Recruitment Roundup: Private Advisor Group, WEG And Our New Recruiter Of The Month

360 Financial Merges With Fleming Investment Group, Private Advisor Group Brings On AK Financial Group, Wealth Enhancement Group Adds Sadoff Investment Management And Kristen Kimmell Of Advisor Group Is Our Inaugural Recruiter Of The Month

By Chris Latham

/ 26 Sep 2022

Recruitment Roundup: Private Advisor Group, WEG And Our New Recruiter Of The Month

National Hispanic Heritage Month Has Arrived!

Serving International Clients, The Ethereum Merge, Cryptoassets, Behavioral Finance And Client Retention, Cybersecurity, Recruiting, The Future Of Custodians, Plus The Latest M&A, Advisor Transitions And People Moves

By Larry Roth

/ 21 Sep 2022

National Hispanic Heritage Month Has Arrived!

Talent Management After COVID And The Future Of Alts

Plus How To Find The Right Lawyer, The Latest In Recruiting, A Rising Wealthtech Conference, And Are You Ignoring Half Your Clients?

By Larry Roth

/ 13 Sep 2022

Talent Management After COVID And The Future Of Alts

Recruitment Roundup: Cetera, Merit, LPL And Perigon

Cetera Recruits $140 Million Team, Merit Financial Advisors Adds $277 Million With Dual Acquisitions, LPL Welcomes $600 Million Merrill Lynch Team And Perigon Merges With $750 Million PM Wealth Management

By Chris Latham

/ 12 Sep 2022

Recruitment Roundup: Cetera, Merit, LPL And Perigon

A New Column and Bluerock’s Take on Residential Property Investments

Plus How To Stay Ahead of Marketing Trends, Legislative Advocacy, Enhancing Compliance With Data Feeds and the Latest in Recruiting

By Larry Roth

/ 6 Sep 2022

A New Column and Bluerock’s Take on Residential Property Investments

Wealthtech Roundup: Riskalyze, Orion, Truist, SEI and Farther

Riskalyze Launches Its ‘Ultimate’ Platform, Orion Offers Automated Account Opening, Truist Rolls Out Robo and Hybrid Models, SEI Offers Data Cloud and Farther Completes Series A Round

By Chris Latham

/ 6 Sep 2022

Wealthtech Roundup: Riskalyze, Orion, Truist, SEI and Farther

Recruitment Roundup: Raymond James, Atria Wealth, Hightower and Moran Wealth Management

Raymond James Recruits $250 Million Team From Edward Jones, Atria Adds $600 Million UBS Team, Hightower Invests in $1.2 Billion Highland, $4 Billion Moran Wealth Management Leaves Wells Fargo

By Chris Latham

/ 5 Sep 2022

Recruitment Roundup: Raymond James, Atria Wealth, Hightower and Moran Wealth Management

Announcing New Recruitment Coverage with New Weekly Recruiting E-blast!

Plus Loyal Relationships, How Inflation Affects Markets, Referral Generation, What “Boutique” Really Means and Monthly Bizarre News Roundup

By Larry Roth

/ 30 Aug 2022

Announcing New Recruitment Coverage with New Weekly Recruiting E-blast!

Recruitment Roundup: Sanctuary, Advisor Group and Raymond James

Advisor Group Brings on $203 Million Boston-area OSJ, Sanctuary Wealth Tucks in $460 Million Texas Firm, Raymond James Hires $600 Million Colorado Team Due to the abundance of advisor moves

By Chris Latham

/ 29 Aug 2022

Recruitment Roundup: Sanctuary, Advisor Group and Raymond James

Constant Evolution in Tech, Products, Alliances, M&A and Recruiting

Considerations for Family Office and Workflow Management Technology, Innovation in Real Estate Investing, Massive Acquisitions, Strong Recruiting and More

By Larry Roth

/ 23 Aug 2022

Constant Evolution in Tech, Products, Alliances, M&A and Recruiting

The Compliance Violation You Carry in Your Pocket

Instant Messaging Apps Become an Expensive Compliance Headache, Preventing Elder Abuse, Improving Regulatory Clarity for Alternatives in ERISA DC Plans and More

By Larry Roth

/ 18 Aug 2022

The Compliance Violation You Carry in Your Pocket

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