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Newsmakers

Breaking news across the wealth management industry

Kingswood U.S. Continues Buildout Of In-House Investment Banking Group

Appointment To Bolster Capital Markets Capabilities And Coverage In Asia

By Michael Madden

/ 16 Jul 2024

Tony Tian, Senior Managing Director, Investment Banking, Kingswood U.S.

Modern Wealth Surpasses $4 Billion In AUM With Latest Acquisition

The Purchase Of C&J Wealth Advisors Is Modern Wealth’s Ninth Acquisition In The Past 14 Months.

By Jeff Berman

/ 11 Jul 2024

Jason Gordo, Co-Founder and President, Modern Wealth Management

Pensionmark Embraces Parent In Rebrand To World Investment Advisors

Change Emphasizes Links To Insurance Parent And Platform For Independent Advisors

By Janeesa Hollingshead

/ 10 Jul 2024

Troy Hammond, CEO, World Investment Advisors

FSI’s Brown To Washington: Pass The Financial Exploitation Prevention Act

Advisors Need The Tools To Protect Seniors, Who Are A Prime Target For Scammers

By WSR Newsroom

/ 10 Jul 2024

Dale Brown, President & CEO, Financial Services Institute

Coldstream Continues Pacific NW Expansion With Arnerich Massena

The Deal Raises Coldstream’s AUM To $10 Billion And Follows Three Mergers Since 2021 Without External Private Capital Support

By Jeff Berman

/ 10 Jul 2024

Coldstream Continues Pacific NW Expansion With Arnerich Massena

EP Wealth Expands Dallas Footprint By Acquiring Sloan Investment Management

The Deal Represents The Third Purchase By EP Wealth Advisors This Year.

By Jeff Berman

/ 3 Jul 2024

Ryan Parker, CEO, EP Wealth, and Frank Sloan, who is assuming the role of Regional Director, Partner, EP Wealth

SageView Launches First PEP In Collaboration With Transamerica

Choice Pooled Employer Plan And 401(k) Retirement Plan Exchange Offered By Newly Launched Integrity Pooled Solutions

By James Miller

/ 27 Jun 2024

Jon Upham, President & Head of Institutional Retirement, SageView Advisory Group

Perigon Welcomes Creative Financial Planning From Commonwealth

Firm Acquires New York-Based Team, Advisors To Become Partners

By Michael Madden

/ 27 Jun 2024

Arthur Ambarik, CEO, Perigon

Brian Nick Joins NewEdge Wealth Investment Management Team

Veteran Investment Strategist To Enhance Firm’s Portfolio Leadership

By Michael Madden

/ 26 Jun 2024

Brian Nick, Managing Director, Head of Portfolio Strategy, and Rob Sechan, CEO and Co-Founder, NewEdge Wealth

Guide to Industry Conferences: M&A

Get The Essentials On The ECHELON Partners Deals & Dealmakers Summit And DeVoe & Company’s M&A+ Succession Summit

By Jeff Berman

/ 26 Jun 2024

David DeVoe, CEO and Founder, DeVoe & Company and Dan Seivert, CEO and Managing Partner, ECHELON Partners

RBC Recruits $915 Million Advisor Team From Truist

The Brown-Brinkley Group Joins RBC Wealth Management’s Tysons, Virginia Office

By Jeff Berman

/ 20 Jun 2024

Left to right: Alexander S. Brown, Managing Director and Financial Advisor; Lane Thomas, Senior Business Associate; Carly Kacvinsky, Registered Client Associate; Hunter Brammer, Senior Fin...

NewEdge Picks Up $540 Million Advisor Team From Carson

Stonebridge Financial Partners Has Offices In Troy And Grand Rapids, Michigan

By Jeff Berman

/ 20 Jun 2024

Neil Turner, Co-CEO and Co-Founder, NewEdge Advisors, and Tim Bearden, Founder and Wealth Advisor, Stonebridge Financial Partners