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Newsmakers

Breaking news across the wealth management industry

Summit Trail Advisors Picks Up $3 Billion Team From BMO

The Recruitment Strengthens The Boutique Wealth Management Firm And Dynasty Affiliate’s Presence Across The U.S.

By Jeff Berman

/ 13 Jun 2024

Jack Petersen, Managing Partner, Summit Trail Advisors

Summit Financial Picks Up $1.9B Breakaway Team From Merrill

The Addition Marks The 11th Transaction For Summit This Year

By Jeff Berman

/ 12 Jun 2024

Richard McWhorter, Managing Partner and Private Wealth Advisor, and Sandra Parracino, Partner and Director, Client Services, SRM Private Wealth

LPL Recruits Advisor From Corebridge Financial

With His Move To LPL, David Hilbig Launches Lifetime Legacy Wealth Solutions

By Jeff Berman

/ 11 Jun 2024

LPL Recruits Advisor From Corebridge Financial

MMI Names Executive IQ Capstone Innovation Project Winner

Industry Group Awards Team SCALE For Data-Driven Efficiency Tool At Completion Of Executive Education Program

By Michael Madden

/ 4 Jun 2024

Craig Pfeiffer, President & CEO, Money Management Institute

Stratos Onboards Multi-Generational Firm

Firm Is Stratos’ Second Cleveland-Area Recruit In A Week

By Janeesa Hollingshead

/ 4 Jun 2024

Karyn Pistone, President & CEO, Pistone Wealth Advisors

Sanctuary Wealth Adds $300 Million Wells Fargo Team

Sanctuary Partner Firm SLK Adds Los Angeles-Based Former Colleagues

By Michael Madden

/ 4 Jun 2024

Adam Weinstock, Managing Partner, and Eleanor Weinstock, Managing Director and Senior Financial Advisor, SLK Private Wealth

Realta Wealth Taps John Barragan As New COO

Delaware-Based Firm Hires Former Kestra And Goldman Exec To Drive New Initiatives

By Janeesa Hollingshead

/ 2 Jun 2024

John Barragan, COO, and Kevin Keefe, CEO, Realta Wealth

Wealth Enhancement Group Adds $1.22 Billion RIA

The Financial Advisory Group Is WEG’s Fifth Acquisition So Far This Year.

By Jeff Berman

/ 30 May 2024

Richard J. Alphonso, CEO and Chairman, The Financial Advisory Group, and Jeff Dekko, CEO, Wealth Enhancement Group

Stratos Grows Close To Home

Ohio-Based Firm Recruits Cleveland-Area Spain & Smith To Its Platform

By Jeff Berman

/ 30 May 2024

Henry Spain, Managing Director & Senior Portfolio Manager, and Dayna Smith, Wealth Advisor, Spain & Smith

LPL Adds $4.6 Billion Advisor Team

Pilot Financial Joined LPL From Lincoln Financial

By Jeff Berman

/ 23 May 2024

Scott Posner, EVP, Business Development, LPL Financial, and Chris Roney, Partner and Manager, Pilot Financial

Robert Coppola Joins Sanctuary Wealth As Chief Technology Officer

Former Envestnet CTO Tasked To Deliver Solutions And Implementation Strategies To Support Growth Opportunities For Advisors

By Janeesa Hollingshead

/ 21 May 2024

Robert Coppola, Chief Technology Officer, and Adam Malamed, CEO, Sanctuary Wealth

Don’t Invest Based On Political Party Affiliation, YCharts Warns

Although Elections May Create Short-Term Uncertainty, Investors Should Stick With Long-Term Goals, YCharts Says

By Jeff Berman

/ 16 May 2024

Joe Kleven, Product Marketing Manager, YCharts