Newsmakers

Dynasty’s Ed Swenson Joins Advisor Group To Lead RIA Platform

Advisor Group Furthers Preparation For New Structure By Appointing Former Dynasty Co-Founder And COO Head Of RIA Channel

By Michael Madden

/ 7 Jun 2023

Dynasty’s Ed Swenson Joins Advisor Group To Lead RIA Platform

$1.1 Billion Team Joins Atria Wealth Solutions Subsidiary, Cadaret Grant

Former Signature Bank Team Goes Independent With American Investment Planners, One Of Cadaret Grant’s Largest Branches

By Janeesa Hollingshead

/ 7 Jun 2023

$1.1 Billion Team Joins Atria Wealth Solutions Subsidiary, Cadaret Grant

Atria Recruits Harvard University Employees Credit Union

Atria’s Credit Union-Focused Broker-Dealer Subsidiary CFS Signs Multi-Year Deal To Support Harvard University Employees Credit Union, With Over $1 Billion In Assets And More Than 52,000 Members

By Chris Latham

/ 24 May 2023

Atria Recruits Harvard University Employees Credit Union

Choreo Launches Alliance Program For CPAs And Financial Advisors

Choreo Will Provide Revenue-Sharing Compensation To Participating CPA Firms

By Chris Latham

/ 22 May 2023

Choreo Launches Alliance Program For CPAs And Financial Advisors

Sanctuary Recruits $200 Million Crescent Harbor From Merrill Lynch

Jersey City-Based Crescent Harbor Private Wealth Is 32nd Merrill Lynch Breakaway Team To Join Sanctuary Wealth

By Chris Latham

/ 19 May 2023

Sanctuary Recruits $200 Million Crescent Harbor From Merrill Lynch

AAAA Co-Hosts Financial Careers Event At Historically Black University

Association Of African American Financial Advisors Co-Hosts University Event For Students And Career Changers On Financial Education And Careers

By Janeesa Hollingshead

/ 18 May 2023

AAAA Co-Hosts Financial Careers Event At Historically Black University

Atria Recruits Mobiloil Credit Union With Over $1 Billion In Assets

Atria’s Credit Union-Focused Broker-Dealer Subsidiary CFS Signs Multi-Year Deal To Support Texas Credit Union With Nearly 75,000 Members

By James Miller

/ 18 May 2023

Atria Recruits Mobiloil Credit Union With Over $1 Billion In Assets

Adviser Investments And Ropes Wealth Merge, Forming $15 Billion Firm

Adviser Investments And Ropes Wealth Advisors Unite To Forge $15 Billion Firm Serving High Net Worth And Ultra-High Net Worth Individuals And Institutions

By Chris Latham

/ 17 May 2023

Adviser Investments And Ropes Wealth Merge, Forming $15 Billion Firm

Transitions, Transactions & Promotions: Recruitment And M&A Frenzy!

Covering Developments Involving Advisor Group, Commonwealth, CI Financial, Dynasty, Prospera, Atria, Savant, Stratos, Hightower, Cresset, Coldstream And Sanctuary

By Chris Latham

/ 16 May 2023

Transitions, Transactions & Promotions: Recruitment And M&A Frenzy!

LaSalle Onboards Las Vegas-Based Team From Securities America

LaSalle St. Recruits California, Montana And Nevada Advisor Team From Securities America With Equity Ownership Program

By James Miller

/ 15 May 2023

LaSalle Onboards Las Vegas-Based Team From Securities America

Stratos Launches Private Wealth Division, Jeff Brown Named President

Stratos Acquires Majority Stake In BWM Financial, Rebrands It To Launch Stratos Private Wealth, And Appoints BWM Founder And CEO Jeff Brown As Its President

By Chris Latham

/ 11 May 2023

Stratos Launches Private Wealth Division, Jeff Brown Named President

Essential Edge Onboards Compliance Consulting Veteran

Kestra Compliance Executive Joins Essential Edge To Bolster Compliance Consulting Team

By James Miller

/ 10 May 2023

Essential Edge Onboards Compliance Consulting Veteran

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