Newsmakers

MarketCounsel Summit Recap, With Larry Roth

WSR CEO Larry Roth Shares What He Loved About This Year’s MarketCounsel Summit, Plus Key Takeaways From The Event’s Speakers

By Chris Latham

/ 13 Dec 2022

MarketCounsel Summit Recap, With Larry Roth

Transitions, Transactions & Promotions: Mercer Acquires $5 Billion Regis As DeVoe Updates M&A Forecast

DeVoe & Company Sees 2022 Deal Flow Surpassing 2021, Mercer Advisors Acquires $5 Billion Regis Management Company, WSR Wealth Exemplar Awards Winners Close Out Year With Acquisitions And More

By Chris Latham

/ 13 Dec 2022

Transitions, Transactions & Promotions: Mercer Acquires $5 Billion Regis As DeVoe Updates M&A Forecast

LPL Veteran Launches Wealth Management Consultancy

Andy Kalbaugh Launches Cassique Strategies To Provide Management Consultancy To Wealth Management Firms

By Michael Madden

/ 8 Dec 2022

LPL Veteran Launches Wealth Management Consultancy

Alex David Appointed Chairman Emeritus Of African American Industry Association

Association Of African American Financial Advisors Announces Leadership Changes, Next Stage Of Equity Initiatives, Transition Of History-Making Founder

By Janeesa Hollingshead

/ 7 Dec 2022

Alex David Appointed Chairman Emeritus Of African American Industry Association

Former LPL President Bill Morrissey Rides Again – With Atria

Former LPL Financial Leader Named Managing Director, Head of Independent Channel At Private Equity-Backed Atria

By Julius Buchanan

/ 30 Nov 2022

Former LPL President Bill Morrissey Rides Again – With Atria

Smarsh Appoints New CFO And Chief People & Diversity Officer

Digital Communications Regtech Provider Names Mike Cagle As Chief Financial Officer And Leander LeSure As Chief People & Diversity Officer

By Chris Latham

/ 29 Nov 2022

Smarsh Appoints New CFO And Chief People & Diversity Officer

Transitions, Transactions & Promotions: LPL To Acquire $40 Billion Branch, Cetera Recruits Recruiters, Choreo Reports Second $1 Billion Plus Acquisition in Two Weeks

Industry Leading Firms Engage In Major Wealth Management Recruitments, Acquisitions, Strategic Investments And Executive Hires

By Chris Latham

/ 15 Nov 2022

Transitions, Transactions & Promotions: LPL To Acquire $40 Billion Branch, Cetera Recruits Recruiters, Choreo Reports Second $1 Billion Plus Acquisition in Two Weeks

Parthenon-Backed Choreo To Acquire $1.8 Billion Enso

Family Office With Aggressive Growth Plans Unveils First In A Series Of Transactions, Adding Six Offices In California And Nevada

By Janeesa Hollingshead

/ 3 Nov 2022

Parthenon-Backed Choreo To Acquire $1.8 Billion Enso

Industry Expert Roundtable Explores RIA M&A In Depth

Fidelity, Republic, Robertson Stephens And Former Pershing Executives Share Insights On Valuations, Activity, Success In Current Markets, Integration And Predictions For 2023

By Julius Buchanan

/ 20 Oct 2022

Industry Expert Roundtable Explores RIA M&A In Depth

Transitions, Transactions & Promotions: SageView, Journey Strategic Wealth Acquire Women-Led Practices

A Huge New Hybrid RIA Emerges, Women-Led Firms Conduct Strategic M&A And Three Big Firms Make Executive Promotions From Within

By Chris Latham

/ 18 Oct 2022

Transitions, Transactions & Promotions: SageView, Journey Strategic Wealth Acquire Women-Led Practices

Sound Income Group Integrates Retirement Firms, Appoints Executives

David Scranton’s Three Retirement Businesses Unite At New Headquarters For Integrated Platform With Expanded C-Suite

By Michael Madden

/ 14 Oct 2022

Sound Income Group Integrates Retirement Firms, Appoints Executives

Goldman Sachs Custodian Recruits $1 Billion Breakaway RIA

Beverly Hills Private Wealth Leaves Merrill Lynch, Forms As Independent RIA, Names Goldman Sachs Advisor Solutions As Custodian

By Michael Madden

/ 13 Oct 2022

Goldman Sachs Custodian Recruits $1 Billion Breakaway RIA

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