Newsmakers

SEIA Aims To Enhance Advisory Services With In-House Broker-Dealer

When Signature Estate Securities (SES) Goes Live September 1, SEIA Will Continue Its TAMP Partnership With Osaic – Whose Royal Alliance Previously Served As SEIA’s BD

By Chris Latham

/ 16 Aug 2023

SEIA Aims To Enhance Advisory Services With In-House Broker-Dealer

SageView Hires SVB Exec As CEO, Appoints Long As Chairman

Firm Founder Randy Long Appointed To Chairman As John Longley Takes Reins, Aims To Expand Wealth Management And Reinforce Retirement Business

By James Miller

/ 15 Aug 2023

SageView Hires SVB Exec As CEO, Appoints Long As Chairman

NewEdge Wealth Launches Third-Party UHNW Investment Platform

RIA To Provide Advisors And Institutions With Access To The Same Strategies, Including Structured Notes, That NewEdge Wealth Uses With Its Own Ultra-High Net Worth Clients

By Chris Latham

/ 10 Aug 2023

NewEdge Wealth Launches Third-Party UHNW Investment Platform

CG Advisor Network To Leave Schwab Custodial Platform For Axos

Longtime TD Ameritrade Client Prepares To Leave Ahead Of Largest Custodial Conversion In U.S. History, Potentially Taking Billions Of Client Assets In the Process

By Chris Latham

/ 10 Aug 2023

CG Advisor Network To Leave Schwab Custodial Platform For Axos

Stifel Independent Recruits $673 Million In Utah, Florida And New Jersey

New Recruiting Establishes Flagship Offices In Three New States, Raises AUM To Over $6.5 Billion

By James Miller

/ 4 Aug 2023

Stifel Independent Recruits $673 Million In Utah, Florida And New Jersey

NewEdge Capital Group Exceeds $40 Billion As Recruitment Surges

During First Half Of 2023, NewEdge Wealth Opened 3 Offices And Recruited 7 Ultra-High Net Worth Advisors While NewEdge Advisors Recruited 39 Advisors Across 16 Teams

By Chris Latham

/ 1 Aug 2023

NewEdge Capital Group Exceeds $40 Billion As Recruitment Surges

Prospera Expands National Footprint With Three Recruits

Prospera Onboards Advisors In Massachusetts, Florida, Colorado And Arizona Totaling $539 Million In Assets

By James Miller

/ 1 Aug 2023

Prospera Expands National Footprint With Three Recruits

Osaic Recruits $254 Million Vitucci Integrated Planning

San Francisco Bay Area Advisor Jason Vitucci Exits Cetera For Osaic, Seeking ‘Superior Services, Technology And Resources’ To Boost Efficiencies And Client Experience

By Chris Latham

/ 26 Jul 2023

Osaic Recruits $254 Million Vitucci Integrated Planning

Half Year In Review: Top 10 Articles Of The First Half Of 2023

Our Top 10 Articles Of The First Half Of 2023 Span Across Awards And Recognition, Expert Analysis, Conferences And More

By Janeesa Hollingshead

/ 18 Jul 2023

Half Year In Review: Top 10 Articles Of The First Half Of 2023

Invest In Others Announces Awards Finalists

Foundation Supporting Financial Advisor Philanthropy And Volunteerism Recognizes Finalists, Prepares Donations For Designated Charities

By Michael Madden

/ 18 Jul 2023

Invest In Others Announces Awards Finalists

Oppenheimer Onboards Merrill Lynch Advisor In South Florida

Oppenheimer Hires Veteran LATAM-Focused Advisor To Strengthen Growth At Coral Gables Office

By Michael Madden

/ 13 Jul 2023

Oppenheimer Onboards Merrill Lynch Advisor In South Florida

Perigon Names Former Wipfli Exec As CIO

Perigon Onboards Veteran CIO And Portfolio Expert Hasan To Support Growth Strategy

By Michael Madden

/ 11 Jul 2023

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